Private fund adviser · Santa Monica, CA
Svof/mm, LLC
SEC-registered investment adviser · CRD 132205 · SEC 801-63473
At a glance
Svof/mm, LLC is an SEC-registered investment adviser based in Santa Monica, California, with $16 million in regulatory assets under management as of its Form ADV filed June 17, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4,642nd of 4,686 private fund advisers and 16,238th of 17,210 SEC-registered advisers by assets.
Main office 310-566-1000LinkedInAs filed on Form ADV
- Regulatory AUM
- $16M
- Rank among private fund advisers
- #4,642 of 4,686
- Rank among all SEC RIAs
- #16,238 of 17,210
- Rank in California
- #1,776 of 1,873
- Clients
- 1
- Accounts
- 1
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Philip M TsengManaging Director
- Charles C. ParkChief Compliance Officer
Custody and brokerage
Custodian
Svof/mm, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Blackrock Asset Management Deutschland AG, Blackrock Execution Services, Blackrock Investments, LLC, Blackrock Japan Co., LTD., HPS Securities, LLC and Ishares (de) I Investmentaktiengesellschaft MIT Teilgesellschaftsvermagen.
- Blackrock Asset Management Deutschland AG
- Blackrock Execution Services ↗CRD 39438
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Blackrock Investments, LLC ↗CRD 38642
- Blackrock Japan Co., LTD.
- HPS Securities, LLC ↗CRD 319197
- Ishares (de) I Investmentaktiengesellschaft MIT Teilgesellschaftsvermagen
Its Form ADV brochure (filed March 2026) names HPS Securities as the broker-dealer its advisers are registered with.
Certain persons of HPS are registered representatives of HPS Securities.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 1 | $16M | 100% |
Private funds
Svof/mm, LLC reports 2 private funds with $404M in gross assets: securitized asset funds (Form ADV Item 7.B).
Disciplinary disclosures
Svof/mm, LLC answers yes to 30 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Svof/mm, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 83 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Svof/mm, LLC manage?
Svof/mm, LLC reports $16 million in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 17, 2026.
What kind of firm is Svof/mm, LLC?
Svof/mm, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Svof/mm, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($16 million, 1 clients).
Does Svof/mm, LLC manage private funds?
Yes. It reports 2 private funds with $404 million in gross assets, including securitized asset funds.
Does Svof/mm, LLC have any disciplinary history?
Svof/mm, LLC answers yes to 30 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Svof/mm, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →