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Est. 2026The front page of wealth managementNew York

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FP Year-end tax planning: 5 moves advisors should review with clients4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complex
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15722
    IBN Advisory Services, Inc.Liverpool, NY · 197 clientsWealth managerHybridIBN Financial Services, Inc.
    Schwab 100%
    $70M
  2. 15726
    Steben & Company, LLCExcelsior, MN · 1 clientsPrivate fund adviserHybridLocorr Distributors, LLC
    No custodian reported
    $69M
  3. 15748
    Resq Investment Partners, LLCScottsdale, AZ · 2 clientsAsset managerHybridVision 4 Fund Distributors LLC
    No custodian reported
    $66M
  4. 15759
    Empiric Advisors, Inc.Austin, TX · 16 clientsWealth managerHybridEmpiric Distributors, Inc.
    Schwab 71%U.S. Bancorp Investments 29%
    $65M
  5. 15778
    Corinthian Partners Asset Management LLCNew York, NY · 299 clientsWealth managerHybridCorinthian Partners, L.L.C.
    RBC 100%
    $63M
  6. 15789
    Salient Advisors, L.P.Dallas, TX · 1 clientsAsset managerHybridSalient Capital L.P.
    No custodian reported
    $62M
  7. 15790
    RCM Robinson Capital Management LLCSacramento, CA · 9 clientsAsset managerHybrid
    U.S. Bank 100%
    $62M
  8. 15796
    Philadelphia Partners Capital Management, LLCBala Cynwyd, PA · 89 clientsWealth managerHybridChapin Davis, Inc
    No custodian reported
    $61M
  9. 15802
    Grayscale AdvisorsStamford, CT · 8 clientsAsset managerHybridGrayscale Securities, LLC
    No custodian reported
    $61M
  10. 15804
    Blackstone Real Estate Advisors V L.P.New York, NY · 4 clientsPrivate fund adviserHybridBlackstone Securities Partners L.P., Currencies Direct LTD
    No custodian reported
    $60M
  11. 15806
    R & R Financial Planners, Inc.East Meadow, NY · 232 clientsWealth managerHybridRNR Securities, L.L.C.
    No custodian reported
    $60M
  12. 15822
    Mutual Trust Asset Mgmt., Inc.Tampa, FL · 120 clientsWealth managerHybridCalton & Associates, Inc.
    Hilltop Securities 69%Schwab 31%
    $58M
  13. 15823
    Transglobal Advisory, LLCMonrovia, CA · 193 clientsWealth managerHybridGlobalink Securities, Inc., clears through Interactive Brokers, Wedbush
    Schwab 100%
    $58M
  14. 15826
    Catalyst International Advisors LLCSan Juan, PR · 1 clientsPrivate fund adviserHybridALT Fund Distributors LLC
    No custodian reported
    $58M
  15. 15835
    Newoak Asset Management LLCNew York, NY · 3 clientsAsset managerHybridNewoak Capital Markets LLC
    No custodian reported
    $57M
  16. 15840
    Moment Advisors, LLCNew York, NY · 25 clientsAsset managerHybridArchitect Securities LLC, Moment Markets, LLC
    Apex Fintech 100%
    $56M
  17. 15842
    Szop Multistrat Management LLCNew York, NY · 1 clientsPrivate fund adviserAffiliated broker-dealerChardan Capital Markets LLC, clears through Wedbush
    No custodian reported
    $56M
  18. 15866
    Westpark Capital, Inc.Los Angeles, CA · 265 clientsBroker-dealer firmHybridWestpark Capital, Inc.
    No custodian reported
    $53M
  19. 15868
    KB & Partners Management Co LLCNew York, NY · 1 clientsPrivate fund adviserHybridKahn Brothers LLC, clears through Pershing
    No custodian reported
    $53M
  20. 15875
    Qapital Invest, LLCNew York, NY · 38,446 clientsWealth managerHybridLightspeed Financial Services Group LLC, Wedbush & Co., LLC, clears through Interactive Brokers, Wedbush
    Apex Fintech 89%
    $52M
  21. 15881
    Oberweis Asset Management (hong Kong) LimitedCentral, Hong Kong · 1 clientsAsset managerAffiliated broker-dealerOberweis Securities, Inc.
    No custodian reported
    $52M
  22. 15882
    Anchor Bay Private Wealth LLCCarlsbad, CA · 59 clientsWealth managerHybridAnchor Bay Securities, LLC
    Schwab 100%
    $52M
  23. 15886
    AlooolaKingston, NJ · 457 clientsAsset managerHybridGlen Eagle Wealth, LLC, clears through National Financial Services (Fidelity), Pershing
    No custodian reported
    $51M
  24. 15901
    SPP Credit Advisors II LLC2 clientsPrivate fund adviserHybridSPP Capital Partners, LLC
    No custodian reported
    $50M
  25. 15914
    Webull Advisors LLCSt Petersburg, FL · 28,867 clientsWealth managerWrap sponsorHybridWebull Financial LLC, Webull Securities Limited
    Webull Financial 100%
    $49M
  26. 15920
    Aventura Capital Management, LLCBoca Raton, FL · 126 clientsWealth managerHybridAventura Securities, LLC
    No custodian reported
    $48M
  27. 15927
    CNL Residential Credit ManagerOrlando, FL · 1 clientsPrivate fund adviserHybridCNL Securities Corp.
    No custodian reported
    $48M
  28. 15928
    Dubeau Capital USA Inc.Quebec City, Quebec, Canada · 11 clientsWealth managerHybridDubeau Capital & Co LTD
    Interactive Brokers 100%
    $48M
  29. 15929
    B. Riley Wealth Private SharesMemphis, TN · 8 clientsPrivate fund adviserHybridB. Riley Securities, Inc., B. Riley Wealth Management, Inc., clears through National Financial Services (Fidelity)
    No custodian reported
    $48M
  30. 15933
    Davis Capital Advisors, LLCNew York, NY · 60 clientsWealth managerWrap sponsorHybridDavis Securities LLC
    Interactive Brokers 100%
    $47M
  31. 15934
    Golden Eagle Capital Advisors, Inc.Dubai, United Arab Emirates · 29 clientsAsset managerAffiliated broker-dealerGolden Eagle Securities, Inc.
    Stonex Financial 100%
    $47M
  32. 15946
    Unest Advisers, LLCLaramie, WY · 20,394 clientsWealth managerWrap sponsorHybridUnest Securities, LLC
    Apex Fintech 100%
    $46M
  33. 15948
    Galapagos Global Capital Management LLCMiami, FL · 4 clientsPrivate fund adviserAffiliated broker-dealerGalapagos Capital Distribuidora De Titulos E Valores Mobiliarios S.A.
    No custodian reported
    $45M
  34. 15955
    Puissance Capital Management LP1 clientsWealth managerHybridAngel Pond Capital LLC
    No custodian reported
    $45M
  35. 15975
    Generation Pmca Corp.Toronto, Ontario, Canada · 319 clientsWealth managerHybridGeneration Iacp Inc.
    Fidelity Clearing Canada ULC 100%
    $43M
  36. 15976
    Yorkville America Equities, LLCMountainside, NJ · 5 clientsAsset managerHybridYorkville Securities, LLC
    No custodian reported
    $43M
  37. 16011
    Four Points Advisors, LLCNew York, NY · 98 clientsWealth managerHybridFour Points Capital Partners LLC
    Wells Fargo 84%
    $40M
  38. 16016
    Msress III Manager, L.L.C.New York, NY · 1 clientsPrivate fund adviserHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
    No custodian reported
    $40M
  39. 16017
    Equalize Capital LLCSan Juan, PR · 2 clientsAsset managerHybridJ. Alden Associates, Inc.
    No custodian reported
    $40M
  40. 16019
    Benjamin Securities, Inc.Albany, NY · 65 clientsBroker-dealer firmHybrid
    No custodian reported
    $39M

RIAs by state