Wealth manager, independent · Tampa, FL
Mutual Trust Asset Mgmt., Inc.
SEC-registered investment adviser · CRD 121364 · SEC 801-111062
At a glance
Mutual Trust Asset Mgmt., Inc. is an SEC-registered investment adviser based in Tampa, Florida, with $58 million in regulatory assets under management as of its Form ADV filed August 6, 2026. Its largest client group by assets is individuals, and it reports 120 individual clients. By Form ADV it is a wealth manager, ranked 8,504th of 8,915 wealth managers and 15,822nd of 17,210 SEC-registered advisers by assets.
Main office 813-264-0440As filed on Form ADV
- Regulatory AUM
- $58M
- Rank among wealth managers
- #8,504 of 8,915
- Rank among all SEC RIAs
- #15,822 of 17,210
- Rank in Florida
- #1,002 of 1,090
- Individual clients
- 120
- High-net-worth clients
- 8
- Accounts
- 120
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 5
Owners and executives on its Form ADV
- Dwayne K. CaltonPresident/director
- Derek Jay CaltonVice President/director
- Randall Lee CiccatiCeo/director
- Rameshwar SinghPresident of Advisory Services/director/secretary
- Saad Rahmouni IdrissiCCO
Custody and brokerage
2 custodians
- Hilltop Securities$38M69%
- Charles Schwab$17M31%
Other RIAs using Hilltop SecuritiesOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Mutual Trust Asset Mgmt., Inc. is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Calton & Associates, Inc..
- Calton & Associates, Inc. ↗CRD 20999
Its Form ADV brochure (filed March 2026) names Calton & Associates as the broker-dealer its advisers are registered with.
The registered representatives of the affiliated B roker-Dealer firm, Calton& Associates, Inc., will receive commissions from certain recommendations made to you.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 112 | $30M | 52% |
| High-net-worth individuals | 8 | $28M | 48% |
Disciplinary disclosures
Mutual Trust Asset Mgmt., Inc. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Mutual Trust Asset Mgmt., Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 2,425 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Mutual Trust Asset Mgmt., Inc. manage?
Mutual Trust Asset Mgmt., Inc. reports $58 million in regulatory assets under management across 120 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 6, 2026.
What kind of firm is Mutual Trust Asset Mgmt., Inc.?
Mutual Trust Asset Mgmt., Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Mutual Trust Asset Mgmt., Inc.’s clients?
By assets, its largest client types are individuals ($30 million, 112 clients); high-net-worth individuals ($28 million, 8 clients).
Does Mutual Trust Asset Mgmt., Inc. have any disciplinary history?
Mutual Trust Asset Mgmt., Inc. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Mutual Trust Asset Mgmt., Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →