Chief Compliance Officer · Calton & Associates, Inc.
Saad Rahmouni Idrissi
CRD 4071743 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Calton & Associates, Inc., an SEC-registered broker-dealer firm based in Tampa, FL with $1.6 billion in regulatory assets, lists Saad Rahmouni Idrissi on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Saad at 3 other registered advisers.
Firms and roles
- Calton & Associates, Inc.Chief Compliance OfficerBroker-dealer firm · Tampa, FL · $1.6B in regulatory assets
- Dominion Portfolio Management, Inc.Chief Compliance OfficerWealth manager · Tampa, FL · $277M in regulatory assets
- Mutual Trust Asset Mgmt., Inc.CCOWealth manager · Tampa, FL · $58M in regulatory assets
- Peakshares LLCCCOAsset manager · Tampa, FL · $110M in regulatory assets
AtlasMembers
Saad’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Derek Jay CaltonVice President - Director, Calton & Associates, Inc.
- Randall Lee CiccatiCEO / Director, Calton & Associates, Inc.
- Rameshwar SinghShareholder, Calton & Associates, Inc.
- Austin Louis CiccatiShareholder, Calton & Associates, Inc.
- Carly Marie CiccatiShareholder, Calton & Associates, Inc.
4 more people named with Saad on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Saad’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.