Shareholder · Calton & Associates, Inc.
Austin Louis Ciccati
CRD 6351650 · Named on Form ADV at one SEC-registered adviser
At a glance
Calton & Associates, Inc., an SEC-registered broker-dealer firm based in Tampa, FL with $1.6 billion in regulatory assets, lists Austin Louis Ciccati on its Form ADV as Shareholder.
Firms and roles
- Calton & Associates, Inc.ShareholderBroker-dealer firm · Tampa, FL · $1.6B in regulatory assets
AtlasMembers
Austin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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Colleagues named on the same filings (7)
- Derek Jay CaltonVice President - Director, Calton & Associates, Inc.
- Randall Lee CiccatiCEO / Director, Calton & Associates, Inc.
- Rameshwar SinghShareholder, Calton & Associates, Inc.
- Carly Marie CiccatiShareholder, Calton & Associates, Inc.
- Paul Reid RichardsonChief Operations Officer, Calton & Associates, Inc.
2 more people named with Austin on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Austin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.