Shareholder · Calton & Associates, Inc.
Rameshwar Singh
CRD 4660047 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Calton & Associates, Inc., an SEC-registered broker-dealer firm based in Tampa, FL with $1.6 billion in regulatory assets, lists Rameshwar Singh on its Form ADV as Shareholder, a control person. The SEC filings also name Rameshwar at 3 other registered advisers.
Firms and roles
- Calton & Associates, Inc.ShareholderBroker-dealer firm · Tampa, FL · $1.6B in regulatory assets
- Peakshares LLCPresident and Lead Portfolio ManagerAsset manager · Tampa, FL · $110M in regulatory assets
- Dominion Portfolio Management, Inc.Director / Secretary /president of Advisory ServicesWealth manager · Tampa, FL · $277M in regulatory assets
- Mutual Trust Asset Mgmt., Inc.President of Advisory Services/director/secretaryWealth manager · Tampa, FL · $58M in regulatory assets
AtlasMembers
Rameshwar’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 4 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (9)
- Derek Jay CaltonVice President - Director, Calton & Associates, Inc.
- Randall Lee CiccatiCEO / Director, Calton & Associates, Inc.
- Austin Louis CiccatiShareholder, Calton & Associates, Inc.
- Carly Marie CiccatiShareholder, Calton & Associates, Inc.
- Paul Reid RichardsonChief Operations Officer, Calton & Associates, Inc.
4 more people named with Rameshwar on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rameshwar’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.