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CEO / Director · Calton & Associates, Inc.

Randall Lee Ciccati

CRD 1569353 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Calton & Associates, Inc., an SEC-registered broker-dealer firm based in Tampa, FL with $1.6 billion in regulatory assets, lists Randall Lee Ciccati on its Form ADV as CEO / Director, a control person. The SEC filings also name Randall at 3 other registered advisers.

Firms and roles

AtlasMembers

Randall’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
4 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

4 more people named with Randall on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Randall’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.