Vice President - Director · Calton & Associates, Inc.
Derek Jay Calton
CRD 1192608 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Calton & Associates, Inc., an SEC-registered broker-dealer firm based in Tampa, FL with $1.6 billion in regulatory assets, lists Derek Jay Calton on its Form ADV as Vice President - Director, a control person. The SEC filings also name Derek at 2 other registered advisers.
Firms and roles
- Calton & Associates, Inc.Vice President - DirectorBroker-dealer firm · Tampa, FL · $1.6B in regulatory assets
- Dominion Portfolio Management, Inc.Vice President/directorWealth manager · Tampa, FL · $277M in regulatory assets
- Mutual Trust Asset Mgmt., Inc.Vice President/directorWealth manager · Tampa, FL · $58M in regulatory assets
AtlasMembers
Derek’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Randall Lee CiccatiCEO / Director, Calton & Associates, Inc.
- Rameshwar SinghShareholder, Calton & Associates, Inc.
- Austin Louis CiccatiShareholder, Calton & Associates, Inc.
- Carly Marie CiccatiShareholder, Calton & Associates, Inc.
- Paul Reid RichardsonChief Operations Officer, Calton & Associates, Inc.
3 more people named with Derek on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Derek’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.