Broker-dealer firm · LOS Angeles, CA
Westpark Capital, Inc.
SEC-registered investment adviser · CRD 39914 · SEC 801-108275
At a glance
Westpark Capital, Inc. is an SEC-registered investment adviser based in LOS Angeles, California, with $53 million in regulatory assets under management as of its Form ADV filed June 3, 2026. Its largest client group by assets is individuals, and it reports 265 individual clients. By Form ADV it is a broker-dealer firm, ranked 344th of 391 broker-dealer firms and 15,866th of 17,210 SEC-registered advisers by assets.
Main office 310-843-9300LinkedInAs filed on Form ADV
- Regulatory AUM
- $53M
- Rank among broker-dealer firms
- #344 of 391
- Rank among all SEC RIAs
- #15,866 of 17,210
- Rank in California
- #1,755 of 1,873
- Individual clients
- 265
- High-net-worth clients
- 0
- Accounts
- 265
- Discretionary
- 90% of AUM
- Employees
- 11
- Advisory staff
- 11
- Offices
- 4
Owners and executives on its Form ADV
- Richard Alyn RappaportChief Executive Officer
- Rebecca Jane BelicekChief Compliance Officer
- Amy Farren KaiserFinop
Custody and brokerage
Custodian
Westpark Capital, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Westpark Capital, Inc. is a hybrid RIA: 10 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Westpark Capital, Inc..
- Westpark Capital, Inc. ↗CRD 39914
Its Form ADV brochure (filed March 2026) names Westpark Capital as the broker-dealer its advisers are registered with.
WPC’s IARs may be registered to sell securities in their capacity as registered representatives of the broker/dealer; some, not all, of WPC’s IARs are also licensed to sell insurance products in their capacity as licensed agents.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 265 | $53M | 100% |
Disciplinary disclosures
Westpark Capital, Inc. answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Westpark Capital, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
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- Growth over one, three and five years
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- Rank against 53 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Westpark Capital, Inc. manage?
Westpark Capital, Inc. reports $53 million in regulatory assets under management across 265 accounts, 90% of it on a discretionary basis, on its Form ADV filed June 3, 2026.
What kind of firm is Westpark Capital, Inc.?
Westpark Capital, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Westpark Capital, Inc.’s clients?
By assets, its largest client types are individuals ($53 million, 265 clients).
Does Westpark Capital, Inc. have any disciplinary history?
Westpark Capital, Inc. answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Westpark Capital, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →