Finop · Westpark Capital, Inc.
Amy Farren Kaiser
CRD 2992346 · Named on Form ADV at one SEC-registered adviser
At a glance
Westpark Capital, Inc., an SEC-registered broker-dealer firm based in LOS Angeles, CA with $53 million in regulatory assets, lists Amy Farren Kaiser on its Form ADV as Finop, a control person.
Firms and roles
- Westpark Capital, Inc.FinopBroker-dealer firm · LOS Angeles, CA · $53M in regulatory assets
AtlasMembers
Amy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Richard Alyn RappaportChief Executive Officer, Westpark Capital, Inc.
- Rebecca Jane BelicekChief Compliance Officer, Westpark Capital, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Amy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.