Wealth manager, independent · East Meadow, NY
R & R Financial Planners, Inc.
SEC-registered investment adviser · CRD 113291 · SEC 801-127801
At a glance
R & R Financial Planners, Inc. is an SEC-registered investment adviser based in East Meadow, New York, with $60 million in regulatory assets under management as of its Form ADV filed August 21, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 232 individual clients. By Form ADV it is a wealth manager, ranked 8,493rd of 8,915 wealth managers and 15,806th of 17,210 SEC-registered advisers by assets.
Main office 516-222-8850randrfinancialplanners.comAs filed on Form ADV
- Regulatory AUM
- $60M
- Rank among wealth managers
- #8,493 of 8,915
- Rank among all SEC RIAs
- #15,806 of 17,210
- Rank in New York
- #2,321 of 2,591
- Individual clients
- 232
- High-net-worth clients
- 98
- Accounts
- 232
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 2
Owners and executives on its Form ADV
- William V. RomeoChief Executive Officer
- Nancy A. PrainoChief Compliance Officer
Custody and brokerage
Custodian
R & R Financial Planners, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
R & R Financial Planners, Inc. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: RNR Securities, L.L.C..
- RNR Securities, L.L.C. ↗CRD 43689
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, April 2026
Its Form ADV brochure (filed August 2026) names RNR Securities as the broker-dealer its advisers are registered with.
ves transaction-based compensation ( e.g., commission) or other benefits in their capacity of a registered representative of RNR Securities for recommending certain securities or transactions for which the client also pays an advisory fee.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 98 | $47M | 78% |
| Individuals | 134 | $13M | 22% |
Disciplinary disclosures
R & R Financial Planners, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗randrfinancialplanners.com ↗
AtlasMembers
The full record on R & R Financial Planners, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 2,531 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does R & R Financial Planners, Inc. manage?
R & R Financial Planners, Inc. reports $60 million in regulatory assets under management across 232 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 21, 2026.
What kind of firm is R & R Financial Planners, Inc.?
R & R Financial Planners, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are R & R Financial Planners, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($47 million, 98 clients); individuals ($13 million, 134 clients).
Does R & R Financial Planners, Inc. have any disciplinary history?
R & R Financial Planners, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is R & R Financial Planners, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →