Chief Compliance Officer · R & R Financial Planners, Inc.
Nancy A. Praino
CRD 2438695 · Named on Form ADV at one SEC-registered adviser
At a glance
R & R Financial Planners, Inc., an SEC-registered wealth manager based in East Meadow, NY with $60 million in regulatory assets, lists Nancy A. Praino on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- R & R Financial Planners, Inc.Chief Compliance OfficerWealth manager · East Meadow, NY · $60M in regulatory assets
AtlasMembers
Nancy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- William V. RomeoChief Executive Officer, R & R Financial Planners, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nancy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.