Wealth manager, independent · New York, NY
Qapital Invest, LLC
SEC-registered investment adviser · CRD 283762 · SEC 801-112184
At a glance
Qapital Invest, LLC is an SEC-registered investment adviser based in New York, New York, with $52 million in regulatory assets under management as of its Form ADV filed September 30, 2026. Its largest client group by assets is individuals, and it reports 38,446 individual clients. By Form ADV it is a wealth manager, ranked 8,528th of 8,915 wealth managers and 15,875th of 17,210 SEC-registered advisers by assets.
Main office 646-603-6904qapital.comAs filed on Form ADV
- Regulatory AUM
- $52M
- Rank among wealth managers
- #8,528 of 8,915
- Rank among all SEC RIAs
- #15,875 of 17,210
- Rank in New York
- #2,345 of 2,591
- Individual clients
- 38,446
- High-net-worth clients
- 0
- Accounts
- 38,446
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Gary Lance WedbushManager
- Francis N PaulinoManager
- Rodrigo Nmn ParrodePresident & Chief Executive Officer
- Frank J. PrimaveraHead of Middle Office and Operations
- Mark A. BulgerChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Qapital Invest, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Lightspeed Financial Services Group LLC, Wedbush & Co., LLC, Wedbush Europe LTD. and Wedbush Securities Inc..
- Lightspeed Financial Services Group LLC ↗CRD 104369
An introducing broker-dealer: its trades clear through Interactive Brokers and Wedbush, which hold the brokerage accounts. Its annual audited report filed with the SEC, August 2026
- Wedbush & Co., LLC ↗CRD 328492
- Wedbush Europe LTD.
- Wedbush Securities Inc. ↗CRD 877
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 38,446 | $52M | 100% |
Disciplinary disclosures
Qapital Invest, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗qapital.com ↗
AtlasMembers
The full record on Qapital Invest, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 2,009 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Qapital Invest, LLC manage?
Qapital Invest, LLC reports $52 million in regulatory assets under management across 38,446 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 30, 2026.
What kind of firm is Qapital Invest, LLC?
Qapital Invest, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Qapital Invest, LLC’s clients?
By assets, its largest client types are individuals ($52 million, 38,446 clients).
Does Qapital Invest, LLC have any disciplinary history?
Qapital Invest, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Qapital Invest, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →