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Chief Compliance Officer · Wedbush Securities Inc.

Erin Kathleen Preston

CRD 5314250 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Wedbush Securities Inc., an SEC-registered broker-dealer firm based in Pasadena, CA with $6.7 billion in regulatory assets, lists Erin Kathleen Preston on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Erin at 3 other registered advisers.

Firms and roles

AtlasMembers

Erin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
4 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (17)

12 more people named with Erin on the same filings, with titles and firms. Free in Atlas with a free account.

See all 17 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.