Executive Vice President · Wedbush Securities Inc.
Christopher Michael Mone
CRD 2401952 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Wedbush Securities Inc., an SEC-registered broker-dealer firm based in Pasadena, CA with $6.7 billion in regulatory assets, lists Christopher Michael Mone on its Form ADV as Executive Vice President, a control person. The SEC filings also name Christopher at 2 other registered advisers.
Firms and roles
- Wedbush Securities Inc.Executive Vice PresidentBroker-dealer firm · Pasadena, CA · $6.7B in regulatory assets
- Fairfax Global Investment Management LLCMember of the BoardAsset manager · United States · $148M in regulatory assets
- Onward Advisors LLCPrincipalWealth manager · Pasadena, CA · $3M in regulatory assets
AtlasMembers
Christopher’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (15)
- Gary Lance WedbushPresident, Director, Wedbush Securities Inc.
- Donald Wayne HultgrenExecutive Chair, Director, Wedbush Securities Inc.
- Daniel Eric BillingsExecutive Vice President, Chief Financial Officer, Director, Wedbush Securities Inc.
- Robert Gerard FitzsimmonsExecutive Vice President, Wedbush Securities Inc.
- Andrew Walter DruchExecutive Vice President, General Counsel, Chief Administrative Officer, Director, Wedbush Securities Inc.
10 more people named with Christopher on the same filings, with titles and firms. Free in Atlas with a free account.
See all 15 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.