Chief Investment Officer · Wedbush Fund Advisers, LLC
William C. Rogers
CRD 6317186 · Named on Form ADV at one SEC-registered adviser
At a glance
Wedbush Fund Advisers, LLC, an SEC-registered asset manager based in Pasadena, CA with $1.1 billion in regulatory assets, lists William C. Rogers on its Form ADV as Chief Investment Officer, a control person.
Firms and roles
- Wedbush Fund Advisers, LLCChief Investment OfficerAsset manager · Pasadena, CA · $1.1B in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Matthew BrombergGeneral Counsel, Chief Operating Officer & Secretary, Wedbush Fund Advisers, LLC
- Daniel Eric BillingsChief Financial Officer, Wedbush Fund Advisers, LLC
- Erin Kathleen PrestonChief Compliance Officer, Wedbush Fund Advisers, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.