Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
2,436 firms manage $136.7 trillionaffiliated broker-dealer
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- 13306Jeffrey Matthews Wealth Management, LLCWealth managerHybridThe Jeffrey Matthews Financial Group, L.L.C.No custodian reported$162M
- 13344Fenix TradingWealth managerHybridFenix Securities, LLC$160M
- 13352Inversiones SuraWealth managerAffiliated broker-dealerCorredor De Bolsa Sura, S.A., Corredora De Bolsa Sura, S.A.$160M
- 13353The Wealth Group, LTDWealth managerHybridCapital Investment Brokerage, Inc., Capital Investment Group, Inc.$160M
- 13356Little River Capital Partners, LPAsset managerHybridChicago Analytic Trading Company, LLC$160M
- 13359Feldstein, Steven DBA Steven Feldstein & AssociatesBroker-dealer firmHybridFeldstein Financial Group, LLCNo custodian reported$160M
- 13379Sycamore Investment Consulting Services, LLCWealth managerHybridButtonwood Partners, Inc.$160M
- 13393SKA Financial Services,inc.Wealth managerHybridSKA Securities, Inc.$159M
- 13434Srep Capital Management, LLCPrivate fund adviserHybridThe Silverfern Group PTY LTDNo custodian reported$158M
- 13440J.V.B. Investment CompanyBroker-dealer firmHybrid$158M
- 13454Crosspoint Financial, LLCWealth managerHybrid$157M
- 13507Guggenheim Investments Loan Advisors, LLCPrivate fund adviserHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through PershingNo custodian reported$155M
- 13518Diversified Partners, Inc.Private fund adviserHybridThoroughbred Financial Services, LLCNo custodian reported$155M
- 13531Vitral Advisors LLCAsset managerAffiliated broker-dealerMaximiza Casa De Bolsa C.A.$155M
- 13538Darby Overseas Partners, L.P.Private fund adviserAffiliated broker-dealerFranklin Templeton Investment Management Gmbh, Templeton Asset Management LTD.No custodian reported$154M
- 13540Tectonic Capital Advisors, LLCWealth managerBank-affiliatedHybridSanders Morris LLCNo custodian reported$154M
- 13545Newbury Capital Management, LLCWealth managerAffiliated broker-dealer$154M
- 13597BalanzAsset managerHybridBalanz Capital International Inc., Balanz Capital UK LLP, clears through Pershing, StoneX$153M
- 13634Greenway Financial, LLCWealth managerAffiliated broker-dealer$151M
- 13635LEO Fund Services, LLCPrivate fund adviserHybridLEO Brokerage, LLCNo custodian reported$151M
- 13651Thrasher & Chambers Wealth Management, LLCWealth managerHybridThrasher & Chambers, Inc.No custodian reported$151M
- 13662Axos Invest, IncWealth managerBank-affiliatedHybridAxos Clearing LLC, Axos Invest LLC, clears through Axos Clearing$151M
- 13681Secondmarket Financial, LLCPrivate fund adviserHybridNPM Securities, LLC, Nasdaq Capital Markets Advisory LLCNo custodian reported$150M
- 13683Union Capital CompanyBroker-dealer firmHybrid$150M
- 13715Chamonix Partners Capital Management LLCPrivate fund adviserHybridNatixis Distribution, LLC, Natixis S.A.No custodian reported$149M
- 13752Fairfax Global Investment Management LLCAsset managerHybridFXI Barbados LTD, Lightspeed Financial Services Group LLC, clears through Interactive Brokers, Wedbush$148M
- 13755Flyover Capital Partners, LLCPrivate fund adviserAffiliated broker-dealerMsec, LLC, W G Securities, LLC, clears through National Financial Services (Fidelity)No custodian reported$148M
- 13762Peachcap Tax & Advisory, LLCWealth managerWrap sponsorHybridPeachcap Securities, Inc.$147M
- 13767Chelsea Advisory Services, IncWealth managerHybridChelsea Morgan Securities, Inc.$147M
- 13775Elite Life Management LLCWealth managerAffiliated broker-dealerHBK Sorce Brokerage LLC$147M
- 13792Moelis Capital Partners LLCPrivate fund adviserAffiliated broker-dealerMoelis & Company LLCNo custodian reported$147M
- 13802Wellington-Altus USA Inc.Wealth managerWrap sponsorAffiliated broker-dealerWellington-Altus Private Wealth, Inc.$146M
- 13813Core Alpha, Inc.Wealth managerHybridMutual Funds Associates Inc.$146M
- 13825KI Capital Wealth Management US LLCAsset managerAffiliated broker-dealerForex Brokerage Services$146M
- 13834October Effect LTD.Wealth managerHybridGradient Securities, LLC$146M
- 13857Wulff, Hansen & Co.Broker-dealer firmHybrid$145M
- 13862BTS Asset Management, Inc.Wealth managerHybridBTS Securities Corporation$145M
- 13870Scenic Management LLCBroker-dealer firmAffiliated broker-dealerBattery East Group, LLCNo custodian reported$145M
- 13872A.G.P. Asset Management LLCPrivate fund adviserHybridA.G.P. / Alliance Global Partners, LLCNo custodian reported$144M
- 13887James I. Black & CompanyBroker-dealer firmHybridNo custodian reported$144M
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25