Wealth manager, independent · New York, NY
Fenix Trading
Fenix Asset Management, LLC · SEC-registered investment adviser · CRD 291069 · SEC 801-112181
At a glance
Fenix Trading is an SEC-registered investment adviser based in New York, New York, with $160 million in regulatory assets under management as of its Form ADV filed February 18, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 343 individual clients. By Form ADV it is a wealth manager, ranked 6,618th of 8,915 wealth managers and 13,344th of 17,210 SEC-registered advisers by assets.
Main office 646-652-6561As filed on Form ADV
- Regulatory AUM
- $160M
- Rank among wealth managers
- #6,618 of 8,915
- Rank among all SEC RIAs
- #13,344 of 17,210
- Rank in New York
- #2,003 of 2,591
- Individual clients
- 343
- High-net-worth clients
- 343
- Accounts
- 447
- Discretionary
- 84% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Julian Galvez PourtaleManaging Member & Chief Compliance Officer
- Michael O. BrownAssistant Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Fenix Trading is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Fenix Securities, LLC.
- Fenix Securities, LLC ↗CRD 159481
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, July 2026
Its Form ADV brochure (filed February 2026) names Fenix Securities as the broker-dealer its advisers are registered with.
Ga lvez is a lso the Managing Directo r of Fenix Securities, LLC a nd is registered wit h FIN RA as a Registered Representative of Fenix Securities.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 343 | $100M | 62% |
| Corporations or other businesses | 104 | $61M | 38% |
Disciplinary disclosures
Fenix Trading answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Fenix Trading
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 5,531 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Fenix Trading manage?
Fenix Trading reports $160 million in regulatory assets under management across 447 accounts, 84% of it on a discretionary basis, on its Form ADV filed February 18, 2026.
What kind of firm is Fenix Trading?
Fenix Trading is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Fenix Trading’s clients?
By assets, its largest client types are high-net-worth individuals ($100 million, 343 clients); corporations or other businesses ($61 million, 104 clients).
Does Fenix Trading have any disciplinary history?
Fenix Trading answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Fenix Trading’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →