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Assistant Compliance Officer · Fenix Trading

Michael O. Brown

CRD 1658070 · Named on Form ADV at one SEC-registered adviser

At a glance

Fenix Trading, an SEC-registered wealth manager based in New York, NY with $160 million in regulatory assets, lists Michael O. Brown on its Form ADV as Assistant Compliance Officer.

Firms and roles

  • Fenix TradingAssistant Compliance OfficerWealth manager · New York, NY · $160M in regulatory assets

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.