Private fund adviser · New York, NY
A.G.P. Asset Management LLC
SEC-registered investment adviser · CRD 339720 · SEC 801-135618
At a glance
A.G.P. Asset Management LLC is an SEC-registered investment adviser based in New York, New York, with $144 million in regulatory assets under management as of its Form ADV filed February 19, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4,316th of 4,686 private fund advisers and 13,872nd of 17,210 SEC-registered advisers by assets.
Main office 646-905-2167allianceg.comAs filed on Form ADV
- Regulatory AUM
- $144M
- Rank among private fund advisers
- #4,316 of 4,686
- Rank among all SEC RIAs
- #13,872 of 17,210
- Rank in New York
- #2,043 of 2,591
- Clients
- 2
- Accounts
- 2
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- John Joseph VeneziaChief Compliance Officer
- Zachary N. GrodkoManager
Custody and brokerage
Custodian
A.G.P. Asset Management LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
A.G.P. Asset Management LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: A.G.P. / Alliance Global Partners, LLC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 2 | $144M | 100% |
Private funds
A.G.P. Asset Management LLC reports 7 private funds with $141M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
A.G.P. Asset Management LLC answers yes to 8 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗allianceg.com ↗
AtlasMembers
The full record on A.G.P. Asset Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 1,378 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does A.G.P. Asset Management LLC manage?
A.G.P. Asset Management LLC reports $144 million in regulatory assets under management across 2 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 19, 2026.
What kind of firm is A.G.P. Asset Management LLC?
A.G.P. Asset Management LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are A.G.P. Asset Management LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($144 million, 2 clients).
Does A.G.P. Asset Management LLC manage private funds?
Yes. It reports 7 private funds with $141 million in gross assets, including private equity funds.
Does A.G.P. Asset Management LLC have any disciplinary history?
A.G.P. Asset Management LLC answers yes to 8 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is A.G.P. Asset Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →