Wealth manager, wrap-program sponsor · Winnipeg, Manitoba, Canada
Wellington-Altus USA Inc.
SEC-registered investment adviser · CRD 297314 · SEC 801-113668
At a glance
Wellington-Altus USA Inc. is an SEC-registered investment adviser based in Winnipeg, Manitoba, Canada, with $146 million in regulatory assets under management as of its Form ADV filed June 29, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 233 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 6,980th of 8,915 wealth managers and 13,802nd of 17,210 SEC-registered advisers by assets.
Main office 888-315-8729As filed on Form ADV
- Regulatory AUM
- $146M
- Rank among wealth managers
- #6,980 of 8,915
- Rank among all SEC RIAs
- #13,802 of 17,210
- Individual clients
- 233
- High-net-worth clients
- 36
- Accounts
- 265
- Discretionary
- 100% of AUM
- Employees
- 59
- Advisory staff
- 59
- Offices
- 21
Owners and executives on its Form ADV
- Shaun G. HauserDirector
- Dennis StewnerPresident and Chief Financial Officer
- Christopher R. CorsettiChief Compliance Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Wellington-Altus Private Wealth, Inc..
- Wellington-Altus Private Wealth, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 36 | $106M | 72% |
| Individuals | 197 | $40M | 28% |
Disciplinary disclosures
Wellington-Altus USA Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Wellington-Altus USA Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 5,316 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Wellington-Altus USA Inc. manage?
Wellington-Altus USA Inc. reports $146 million in regulatory assets under management across 265 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 29, 2026.
What kind of firm is Wellington-Altus USA Inc.?
Wellington-Altus USA Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Wellington-Altus USA Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($106 million, 36 clients); individuals ($40 million, 197 clients).
Does Wellington-Altus USA Inc. have any disciplinary history?
Wellington-Altus USA Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Wellington-Altus USA Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →