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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 5395
    Daybright Advisory Services, Inc.Miami, FL · 696 clientsAsset managerAffiliated broker-dealerDaybright Securities, LLC
    Empower 54%Schwab 39%
    $997M
  2. 5402
    Five Arrows Managers (USA) LLCNew York, NY · 4 clientsPrivate fund adviserAffiliated broker-dealerRothschild & Co US Inc.
    No custodian reported
    $994M
  3. 5413
    MAN Global Private Markets (USA) Inc.New York, NY · 7 clientsPrivate fund adviserAffiliated broker-dealerMAN Investments Inc.
    No custodian reported
    $988M
  4. 5419
    Story3 Capital Partners, LLC12 clientsPrivate fund adviserHybridStory3 Advisors LLC
    No custodian reported
    $987M
  5. 5422
    Goodwin Capital Advisers, Inc.Hartford, CT · 1 clientsAsset managerHybridConning Asia Pacific Limited (hong Kong), Conning Asset Management LTD. (UK)
    State Street 67%PNC Capital Markets 33%
    $987M
  6. 5423
    American Independent Securities Group, LLCEagle, ID · 4,385 clientsBroker-dealer firmHybridAmerican Independent Securities Group, LLC
    RBC 72%Assetmark 28%
    $986M
  7. 5431
    Encompass More Asset Management LLCDanville, CA · 4,008 clientsWealth managerHybridEncompass More Investments, LLC
    Schwab 94%
    $985M
  8. 5458
    Lebenthal Global Advisors, LLCHauppauge, NY · 2,465 clientsWealth managerWrap sponsorHybridLebenthal Financial Services, Inc.
    Raymond James 56%Schwab 44%
    $972M
  9. 5466
    Chicago Atlantic Advisers, LLCChicago, IL · 9 clientsPrivate fund adviserAffiliated broker-dealerStoneliving Securities, LLC
    No custodian reported
    $970M
  10. 5472
    First Sentier Investors (US) LLCNew York, NY · 11 clientsPrivate fund adviserHybrid
    No custodian reported
    $969M
  11. 5474
    Odeon Capital Advisors LLCNew York, NY · 34 clientsAsset managerHybridOdeon Capital Group LLC, clears through RBC Capital Markets
    Interactive Brokers 99%
    $967M
  12. 5483
    Brookwood Advisors, LLCBeverly, MA · 6 clientsPrivate fund adviserHybridBrookwood Securities Partners, LLC
    No custodian reported
    $964M
  13. 5491
    Cache Advisors LLCSan Francisco, CA · 7 clientsPrivate fund adviserHybridCache Securities LLC
    No custodian reported
    $962M
  14. 5496
    Clearlist Capital LLCNew York, NY · 4 clientsPrivate fund adviserHybridClearlist LLC, Clearlist Securities LLC
    No custodian reported
    $960M
  15. 5506
    VCC Advisors, LLCNew York, NY · 1 clientsAsset managerAffiliated broker-dealerMAN Investments Inc.
    No custodian reported
    $957M
  16. 5519
    Ondo Capital Management LLCGreenwich, CT · 1 clientsPrivate fund adviserHybridOasis Pro Markets LLC
    No custodian reported
    $953M
  17. 5528
    Robotti & Company Advisors, LLCNew York, NY · 252 clientsPrivate fund adviserHybridRobotti Securities, LLC
    Schwab 80%
    $950M
  18. 5549
    Peachtree GroupAtlanta, GA · 27 clientsPrivate fund adviserAffiliated broker-dealerPeachtree PC Investors, LLC
    No custodian reported
    $941M
  19. 5560
    CC Capital Insurance Advisors LLCNew York, NY · 2 clientsPrivate fund adviserAffiliated broker-dealerArena Financial Services, LLC
    J.P. Morgan 100%
    $937M
  20. 5571
    Johnson BixbyVancouver, WA · 777 clientsWealth managerHybrid
    Schwab 100%
    $934M
  21. 5579
    J. Safra Sarasin Asset Management (north America) LTDGeneva, Switzerland · 225 clientsWealth managerBank-affiliatedAffiliated broker-dealerBank J. Safra Sarasin AG, Safra Securities LLC
    Bank J. Safra Sarasin LTD. 100%
    $932M
  22. 5586
    Brighton Securities Corp.Rochester, NY · 1,795 clientsBroker-dealer firmHybrid
    Wells Fargo 100%
    $931M
  23. 5597
    Oppenheimer Investment Management LLCNew York, NY · 61 clientsAsset managerHybridOppenheimer & Co. Inc., Oppenheimer Europe LTD.
    U.S. Bank 100%
    $929M
  24. 5645
    Strategicpoint Investment Advisors LLCProvidence, RI · 709 clientsWealth managerAffiliated broker-dealer
    Fidelity 100%
    $915M
  25. 5658
    Brookfield Asset Management PIC BMG, LLCNew York, NY · 5 clientsPrivate fund adviserHybridBrookfield Advisors (hong Kong) Limited, Brookfield Australia Funds Management Limited
    No custodian reported
    $912M
  26. 5676
    Gerald Baker Financial Group, L.l.c.dba Baker Financial ServicesArlington, TX · 482 clientsWealth managerHybridGRB Financial LLC
    Schwab 100%
    $909M
  27. 5677
    Estancia Capital Management, LLCScottsdale, AZ · 6 clientsPrivate fund adviserAffiliated broker-dealerSnowden Account Services LLC, clears through Pershing
    No custodian reported
    $908M
  28. 5679
    First Eagle Separate Account Management, LLCNew York, NY · 1,821 clientsAsset managerHybridFEF Distributors, LLC
    UBS 100%
    $908M
  29. 5680
    Alley CompanyLake Forest, IL · 170 clientsWealth managerAffiliated broker-dealer
    Schwab 100%
    $907M
  30. 5684
    Berthel Fisher & Company Financial Services, Inc.Cedar Rapids, IA · 3,352 clientsBroker-dealer firmHybrid
    No custodian reported
    $906M
  31. 5697
    Dmkc Advisory Services, LLCDes Moines, IA · 500 clientsWealth managerHybridD.M. Kelly & Company, clears through Wells Fargo Clearing Services
    First Clearing 100%
    $903M
  32. 5708
    Yorkville Advisors Global, LPMountainside, NJ · 3 clientsPrivate fund adviserAffiliated broker-dealerYorkville Securities, LLC
    No custodian reported
    $900M
  33. 5711
    Axiom Asset ManagementWayne, PA · 589 clientsWealth managerAffiliated broker-dealerHightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan
    No custodian reported
    $900M
  34. 5720
    Eagleclaw Capital Management LLCBoston, MA · 321 clientsWealth managerWrap sponsorHybridMoors & Cabot, Inc.
    No custodian reported
    $896M
  35. 5725
    BCG Securities, Inc.Cherry Hill, NJ · 2,181 clientsBroker-dealer firmHybridHorace Mann Investors, Inc.
    No custodian reported
    $894M
  36. 5735
    Wesbanco Investment DepartmentWheeling, WV · 6 clientsAsset managerHybridWesbanco Securities, Inc.
    No custodian reported
    $893M
  37. 5745
    Commerce Street Investment ManagementDallas, TX · 64 clientsAsset managerHybridCommerce Street Capital, LLC
    Fidelity Management Trust 53%Empower Trust 47%
    $891M
  38. 5752
    Grandview Property Partners, LLCGreenwich, CT · 22 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $890M
  39. 5760
    Dupree & Company, Inc.Lexington, KY · 1 clientsBroker-dealer firmHybrid
    No custodian reported
    $888M
  40. 5778
    Lebenthal Diversified Asset Management Inc.Hauppauge, NYAsset managerHybridLebenthal Financial Services, Inc.
    Raymond James 53%Schwab 47%
    $884M

RIAs by state