Asset manager · Hartford, CT
Goodwin Capital Advisers, Inc.
SEC-registered investment adviser · CRD 108290 · SEC 801-8177
At a glance
Goodwin Capital Advisers, Inc. is an SEC-registered investment adviser based in Hartford, Connecticut, with $987 million in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is state or municipal government entities. By Form ADV it is a asset manager, ranked 1,370th of 3,218 asset managers and 5,422nd of 17,210 SEC-registered advisers by assets.
Main office 860-299-2000conning.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $987M
- Rank among asset managers
- #1,370 of 3,218
- Rank among all SEC RIAs
- #5,422 of 17,210
- Rank in Connecticut
- #227 of 507
- Clients
- 1
- Accounts
- 5
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Cynthia A. BeaulieuManaging Director, SR. Portfolio Manager & CIO North America
- Lynn M. RyanManaging Director, SR. Portfolio Manager
- Robert S. PearceChief Compliance Officer
- VI (viola) R. SmalleyChief Legal Officer, Corporate Secretary
- Jung W. LeeChief Financial Officer/board Member
- Linwood E. BradfordChair of the Board
- Matthew K. DalyCEO & President / Board Member
- Richard L. SegaBoard Member
Custody and brokerage
2 custodians
- State Street$595M67%
- PNC Capital Markets$292M33%
Broker-dealer
Hybrid RIA
Goodwin Capital Advisers, Inc. is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Conning Asia Pacific Limited (hong Kong), Conning Asset Management LTD. (UK) and Conning Investment Products, Inc..
- Conning Asia Pacific Limited (hong Kong)
- Conning Asset Management LTD. (UK)
- Conning Investment Products, Inc. ↗CRD 120387
Its Form ADV brochure (filed March 2026) names Conning Investment Products as the broker-dealer its advisers are registered with.
He is also a registered representative of CIP which is utilized as a placement agent for alternative investments offered to affiliated and non -affiliated clients which a commission is paid to CIP for services rendered.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | – | $595M | 60% |
| Pension and profit sharing plans | – | $302M | 31% |
| Pooled investment vehicles | 1 | $89M | 9% |
Disciplinary disclosures
Goodwin Capital Advisers, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗conning.com ↗
AtlasMembers
The full record on Goodwin Capital Advisers, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 996 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Goodwin Capital Advisers, Inc. manage?
Goodwin Capital Advisers, Inc. reports $987 million in regulatory assets under management across 5 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Goodwin Capital Advisers, Inc.?
Goodwin Capital Advisers, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Goodwin Capital Advisers, Inc.’s clients?
By assets, its largest client types are state or municipal government entities ($595 million); pension and profit sharing plans ($302 million); pooled investment vehicles ($89 million, 1 clients).
Does Goodwin Capital Advisers, Inc. have any disciplinary history?
Goodwin Capital Advisers, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Goodwin Capital Advisers, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →