Managing Director, Chief Financial Officer, Board Member · Conning, Inc.
Jung W. Lee
CRD 2791334 · Named on Form ADV at 5 SEC-registered advisers
At a glance
Conning, Inc., an SEC-registered asset manager based in Hartford, CT with $106.9 billion in regulatory assets, lists Jung W. Lee on its Form ADV as Managing Director, Chief Financial Officer, Board Member, a control person. The SEC filings also name Jung at 4 other registered advisers.
Firms and roles
- Conning, Inc.Managing Director, Chief Financial Officer, Board MemberAsset manager · Hartford, CT · $107B in regulatory assets
- Octagon Credit Investors, LLCBoard MemberPrivate fund adviser · New York, NY · $35B in regulatory assets
- Prep Investment Advisers, L.L.C.Chair of the BoardPrivate fund adviser · Chicago, IL · $1.9B in regulatory assets
- Goodwin Capital Advisers, Inc.Chief Financial Officer/board MemberAsset manager · Hartford, CT · $987M in regulatory assets
- Conning Investment Products, Inc.Managing Director, CFO & COO, Board MemberBroker-dealer firm · Hartford, CT · $572M in regulatory assets
AtlasMembers
Jung’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- 5 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (24)
- Robert S. PearceManaging Director, Chief Compliance Officer, Conning, Inc.
- Linwood E. BradfordChair of the Board, Conning, Inc.
- VI (viola) R. SmalleyManaging Director, Chief Legal Officer, Corporate Secretary, Conning, Inc.
- Cynthia A. BeaulieuManaging Director, Portfolio Manager and CIO Conning North America, Conning, Inc.
- Matthew K. DalyCEO & President, Conning, Inc.
19 more people named with Jung on the same filings, with titles and firms. Free in Atlas with a free account.
See all 24 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jung’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.