Private fund adviser · New York, NY
Octagon Credit Investors, LLC
SEC-registered investment adviser · CRD 155336 · SEC 801-71998
At a glance
Octagon Credit Investors, LLC is an SEC-registered investment adviser based in New York, New York, with $35.1 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 224th of 4,686 private fund advisers and 585th of 17,210 SEC-registered advisers by assets.
Main office 212-400-8400octagoncredit.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $35B
- Rank among private fund advisers
- #224 of 4,686
- Rank among all SEC RIAs
- #585 of 17,210
- Rank in New York
- #150 of 2,591
- Clients
- 128
- Accounts
- 132
- Discretionary
- 100% of AUM
- Employees
- 100
- Advisory staff
- 43
- Offices
- 1
Owners and executives on its Form ADV
- Andrew D. GordonSenior Advisor, Board Member
- Michael B. NechamkinChief Investment Officer, Board Member
- Gretchen M. MohrChief Executive Officer, Board Member
- Richard L. SegaBoard Member
- Linwood E. BradfordBoard Member
- Jung W. LeeBoard Member
- Geoffrey C. DormentGeneral Counsel
- Lauren K. LawSenior Portfolio Manager
- Maegan G. BogerHead of Trading and Capital Markets, Head of Strategic Initiatives
- Sean M. GleasonSenior Portfolio Manager
- Meryl D. HartzbandBoard Member
- Amy S. AdarChief Financial Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Octagon Credit Investors, LLC is a hybrid RIA: 16 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Conning Asia Pacific Limited (hong Kong), Conning Asset Management LTD. (UK) and Conning Investment Products, Inc..
- Conning Asia Pacific Limited (hong Kong)
- Conning Asset Management LTD. (UK)
- Conning Investment Products, Inc. ↗CRD 120387
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 81 | $31B | 88% |
| Insurance companies | 45 | $1.8B | 5% |
| Pension and profit sharing plans | – | $1.6B | 5% |
| Investment companies | 2 | $729M | 2% |
| Corporations or other businesses | – | $48M | <1% |
Private funds
Octagon Credit Investors, LLC reports 59 private funds with $28B in gross assets: hedge funds, private equity funds, securitized asset funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Octagon Credit Investors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗octagoncredit.com ↗
AtlasMembers
The full record on Octagon Credit Investors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 468 peers of its type and size
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- Owners and executives, with titles and stakes
- 15 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Octagon Credit Investors, LLC manage?
Octagon Credit Investors, LLC reports $35.1 billion in regulatory assets under management across 132 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Octagon Credit Investors, LLC?
Octagon Credit Investors, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Octagon Credit Investors, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($30.9 billion, 81 clients); insurance companies ($1.8 billion, 45 clients); pension and profit sharing plans ($1.6 billion).
Does Octagon Credit Investors, LLC manage private funds?
Yes. It reports 59 private funds with $27.8 billion in gross assets, including hedge funds, private equity funds, securitized asset funds, other private funds.
Does Octagon Credit Investors, LLC have any disciplinary history?
Octagon Credit Investors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Octagon Credit Investors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →