Chair of the Board · Conning, Inc.
Linwood E. Bradford
CRD 4179446 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Conning, Inc., an SEC-registered asset manager based in Hartford, CT with $106.9 billion in regulatory assets, lists Linwood E. Bradford on its Form ADV as Chair of the Board, a control person. The SEC filings also name Linwood at 3 other registered advisers.
Firms and roles
- Conning, Inc.Chair of the BoardAsset manager · Hartford, CT · $107B in regulatory assets
- Octagon Credit Investors, LLCBoard MemberPrivate fund adviser · New York, NY · $35B in regulatory assets
- Goodwin Capital Advisers, Inc.Chair of the BoardAsset manager · Hartford, CT · $987M in regulatory assets
- Conning Investment Products, Inc.Chair Board of DirectorsBroker-dealer firm · Hartford, CT · $572M in regulatory assets
AtlasMembers
Linwood’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 4 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (21)
- Robert S. PearceManaging Director, Chief Compliance Officer, Conning, Inc.
- Jung W. LeeManaging Director, Chief Financial Officer, Board Member, Conning, Inc.
- VI (viola) R. SmalleyManaging Director, Chief Legal Officer, Corporate Secretary, Conning, Inc.
- Cynthia A. BeaulieuManaging Director, Portfolio Manager and CIO Conning North America, Conning, Inc.
- Matthew K. DalyCEO & President, Conning, Inc.
16 more people named with Linwood on the same filings, with titles and firms. Free in Atlas with a free account.
See all 21 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Linwood’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.