Managing Director, Portfolio Manager and CIO Conning North America · Conning, Inc.
Cynthia A. Beaulieu
CRD 5033868 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Conning, Inc., an SEC-registered asset manager based in Hartford, CT with $106.9 billion in regulatory assets, lists Cynthia A. Beaulieu on its Form ADV as Managing Director, Portfolio Manager and CIO Conning North America, a control person. The SEC filings also name Cynthia at 1 other registered adviser.
Firms and roles
- Conning, Inc.Managing Director, Portfolio Manager and CIO Conning North AmericaAsset manager · Hartford, CT · $107B in regulatory assets
- Goodwin Capital Advisers, Inc.Managing Director, SR. Portfolio Manager & CIO North AmericaAsset manager · Hartford, CT · $987M in regulatory assets
AtlasMembers
Cynthia’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Robert S. PearceManaging Director, Chief Compliance Officer, Conning, Inc.
- Linwood E. BradfordChair of the Board, Conning, Inc.
- Jung W. LeeManaging Director, Chief Financial Officer, Board Member, Conning, Inc.
- VI (viola) R. SmalleyManaging Director, Chief Legal Officer, Corporate Secretary, Conning, Inc.
- Matthew K. DalyCEO & President, Conning, Inc.
3 more people named with Cynthia on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Cynthia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.