Private fund adviser · New York, NY
Clearlist Capital LLC
SEC-registered investment adviser · CRD 329206 · SEC 801-133782
At a glance
Clearlist Capital LLC is an SEC-registered investment adviser based in New York, New York, with $960 million in regulatory assets under management as of its Form ADV filed September 25, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,349th of 4,686 private fund advisers and 5,496th of 17,210 SEC-registered advisers by assets.
Main office 212-207-1370clearlist.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $960M
- Rank among private fund advisers
- #2,349 of 4,686
- Rank among all SEC RIAs
- #5,496 of 17,210
- Rank in New York
- #1,172 of 2,591
- Clients
- 4
- Accounts
- 4
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 4
- Offices
- 2
Owners and executives on its Form ADV
- Patrick T. MurphyChief Executive Officer
- Kassidy ChaikinChief Operating Officer
- Charles P GilletteChief Compliance Officer
- Whitney J. WhitePresident, Chief Information Officer
Custody and brokerage
Custodian
Clearlist Capital LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Clearlist Capital LLC is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Clearlist LLC, Clearlist Securities LLC, GTS Execution Services LLC and GTS Securities LLC.
- Clearlist LLC ↗CRD 308066
- Clearlist Securities LLC ↗CRD 309455
- GTS Execution Services LLC ↗CRD 306364
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, April 2026
- GTS Securities LLC ↗CRD 149224
Its Form ADV brochure (filed June 2026) names Clearlist Securities and GTS Securities as the broker-dealer its advisers are registered with.
the Chief Executive Officer of the Adviser, is a registered representative of ClearList Securities LLC, ClearList LLC and GTS Securities LLC, all SEC -registered broker- dealers and members of the Financial Industry Regulatory Authority (
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $960M | 100% |
Private funds
Clearlist Capital LLC reports 4 private funds with $960M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Clearlist Capital LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗clearlist.com ↗
AtlasMembers
The full record on Clearlist Capital LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 2,182 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Clearlist Capital LLC manage?
Clearlist Capital LLC reports $960 million in regulatory assets under management across 4 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 25, 2026.
What kind of firm is Clearlist Capital LLC?
Clearlist Capital LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Clearlist Capital LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($960 million, 4 clients).
Does Clearlist Capital LLC manage private funds?
Yes. It reports 4 private funds with $960 million in gross assets, including private equity funds.
Does Clearlist Capital LLC have any disciplinary history?
Clearlist Capital LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Clearlist Capital LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →