Asset manager · Dallas, TX
Commerce Street Investment Management
Commerce Street Investment Advisor, LLC · SEC-registered investment adviser · CRD 144278 · SEC 801-68792
At a glance
Commerce Street Investment Management is an SEC-registered investment adviser based in Dallas, Texas, with $891 million in regulatory assets under management as of its Form ADV filed September 24, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 5 individual clients. By Form ADV it is a asset manager, ranked 1,414th of 3,218 asset managers and 5,745th of 17,210 SEC-registered advisers by assets.
Main office 214-545-6800commercestreetholdings.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $891M
- Rank among asset managers
- #1,414 of 3,218
- Rank among all SEC RIAs
- #5,745 of 17,210
- Rank in Texas
- #345 of 1,081
- Individual clients
- 5
- High-net-worth clients
- 5
- Accounts
- 64
- Discretionary
- 34% of AUM
- Employees
- 14
- Advisory staff
- 10
- Offices
- 2
Owners and executives on its Form ADV
- Dory A. WileyPresident and Managing Partner
- Bobby L. HashawayExecutive Vice President, Chief Operating Officer, Head of Accounting, CCO
- William D. GrossChairman
- Bertrand K. MaimoChief Financial Officer
Custody and brokerage
3 custodians
- Fidelity Management Trust$242M53%
- Empower Trust$211M47%
- Principal Financial Trust$0M0%
Other RIAs using Fidelity Management TrustOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Commerce Street Investment Management is a hybrid RIA: 11 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Commerce Street Capital, LLC.
- Commerce Street Capital, LLC ↗CRD 143797
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 47 | $591M | 66% |
| Charitable organizations | 6 | $186M | 21% |
| Pooled investment vehicles | 2 | $86M | 10% |
| Corporations or other businesses | 2 | $23M | 3% |
| High-net-worth individuals | 5 | $3M | <1% |
| Other | 2 | $3M | <1% |
Private funds
Commerce Street Investment Management reports 2 private funds with $86M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Commerce Street Investment Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗commercestreetholdings.com ↗
AtlasMembers
The full record on Commerce Street Investment Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,017 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Commerce Street Investment Management manage?
Commerce Street Investment Management reports $891 million in regulatory assets under management across 64 accounts, 34% of it on a discretionary basis, on its Form ADV filed September 24, 2026.
What kind of firm is Commerce Street Investment Management?
Commerce Street Investment Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Commerce Street Investment Management’s clients?
By assets, its largest client types are pension and profit sharing plans ($591 million, 47 clients); charitable organizations ($186 million, 6 clients); pooled investment vehicles ($86 million, 2 clients).
Does Commerce Street Investment Management manage private funds?
Yes. It reports 2 private funds with $86 million in gross assets, including private equity funds.
Does Commerce Street Investment Management have any disciplinary history?
Commerce Street Investment Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Commerce Street Investment Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →