Adviser and broker representative · Commerce Street Investment Management
Carla J. Brooks
CRD 4606569 · Dallas, TX
At a glance
Carla J. Brooks is an investment adviser representative with Commerce Street Investment Management in Dallas, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Carla’s SEC record dates to 2008, about 18 years ago. Carla is also registered as a broker representative.
Current advisory firm
- Commerce Street Investment ManagementSince October 2008Dallas, TX · $891M in regulatory assets
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Carla’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.