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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4779
    M Financial Asset Management, Inc.Portland, OR · 1,021 clientsWealth managerHybridM Financial Securities Marketing, Inc., M Holdings Securities, Inc.
    Fidelity 89%
    $1.2B
  2. 4790
    Sc&h WealthHunt Valley, MD · 676 clientsWealth managerAffiliated broker-dealerSc&h Capital Corporation
    Fidelity 100%
    $1.2B
  3. 4798
    Centre Partners Management LLCNew York, NY · 32 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.2B
  4. 4811
    Mountain Point Credit Management LLCGreenwich, CT · 4 clientsPrivate fund adviserAffiliated broker-dealerEagle Point Securities LLC, SPC Capital Markets LLC
    No custodian reported
    $1.2B
  5. 4816
    Sanford C. Bernstein & Co., LLCNashville, TN · 112 clientsBroker-dealer firmAffiliated broker-dealerAlliancebernstein Investments, Inc., Bernstein Autonomous LLP
    Canadian Imperial Bank of Commerce 77%Sanford C. Bernstein & Co. 23%
    $1.2B
  6. 4817
    Icapital Registered Fund Adviser LLCNew York, NY · 1 clientsAsset managerHybridIcapital Hong Kong LTD., Icapital Markets LLC
    No custodian reported
    $1.2B
  7. 4823
    Seasons of Advice Wealth ManagementNew York, NY · 891 clientsWealth managerWrap sponsorAffiliated broker-dealer
    Schwab 100%
    $1.2B
  8. 4835
    Folger Nolan Fleming Douglas Capital Management, Inc.Washington, DC · 488 clientsWealth managerHybridFolger Nolan Fleming Douglas Incorporated
    Pershing 100%
    $1.2B
  9. 4844
    Wright Investors Service IncShelton, CT · 90 clientsAsset managerHybridWright Investors' Service Distributors, Inc.
    Mercantile Bank 54%Wilmington Trust 46%
    $1.2B
  10. 4845
    Wespac Advisors, LLCOrinda, CA · 639 clientsAsset managerAffiliated broker-dealer
    Schwab 100%
    $1.2B
  11. 4851
    Sagard Real Estate AdvisorsDenver, CO · 29 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $1.2B
  12. 4859
    Flatiron RR LLC, Manager SeriesNew York, NY · 3 clientsPrivate fund adviserHybridNylife Distributors LLC, Nylife Securities LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $1.2B
  13. 4860
    BMO Nesbitt Burns Securities LTD.Toronto, Ontario, Canada · 1,086 clientsBroker-dealer firmHybridBMO Capital Markets Corp., BMO Investorline Inc.
    No custodian reported
    $1.2B
  14. 4867
    Global Evolution USA, LLCNew York, NY · 4 clientsAsset managerAffiliated broker-dealerConning Investment Products, Inc.
    State Street 100%
    $1.2B
  15. 4874
    Stone Point Credit Income Adviser LLCGreenwich, CT · 3 clientsAsset managerHybridSPC Capital Markets LLC
    No custodian reported
    $1.2B
  16. 4882
    Crossmark Wealth Management, LLCHouston, TX · 723 clientsAsset managerHybridCrossmark Distributors, Inc.
    Fidelity 100%
    $1.2B
  17. 4886
    Polus Capital Management (US) Inc.New York, NY · 3 clientsPrivate fund adviserHybridBanca Monte DEI Paschi DI Siena S.P.A., Mediobanca- Banca DI Credito Finanziario S.p.a
    No custodian reported
    $1.2B
  18. 4890
    Cooper/haims Advisors, LLCVictor, NY · 527 clientsWealth managerBank-affiliatedHybridESL Investment Services, LLC, clears through LPL Financial
    Schwab 100%
    $1.2B
  19. 4892
    Sikich FinancialSpringfield, IL · 1,164 clientsWealth managerHybridSikich Corporate Finance LLC
    Fidelity 100%
    $1.2B
  20. 4907
    Wellington Shields Capital Management, LLCNew York, NY · 574 clientsWealth managerHybridWellington Shields & Co., LLC
    Pershing 100%
    $1.2B
  21. 4932
    BOW River Advisers, LLCDenver, CO · 1 clientsAsset managerHybridNylife Distributors LLC, Nylife Securities LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $1.2B
  22. 4944
    Forest Road Asset Management LLCLos Angeles, CA · 7 clientsAsset managerHybridForest Road Securities BD LLC
    No custodian reported
    $1.2B
  23. 4947
    Kennedy Lewis Capital Holdings LLCNew York, NY · 1 clientsAsset managerAffiliated broker-dealerKennedy Lewis Capital Markets LLC
    No custodian reported
    $1.2B
  24. 4956
    Verity Asset ManagementDurham, NC · 5,838 clientsWealth managerHybridCorecap Investments, LLC, The Leaders Group, Inc.
    Axos 46%Fidelity 31%TIAA 23%
    $1.2B
  25. 4961
    Kelleher Financial Advisors, LLCNew York, NY · 284 clientsWealth managerHybridWall Street Access, clears through Pershing
    Fidelity 49%Pershing 44%
    $1.2B
  26. 4963
    Aubrey Capital ManagementEdinburgh, Mid Lothian, United Kingdom · 208 clientsPrivate fund adviserAffiliated broker-dealerLarrainvial Securities US LLC
    State Street 64%Pershing 36%
    $1.2B
  27. 4965
    ATW Partners LLCNew York, NY · 39 clientsPrivate fund adviserAffiliated broker-dealerChardan Capital Markets LLC, clears through Wedbush
    No custodian reported
    $1.2B
  28. 4968
    Viking Fund Management LLCMinot, ND · 12 clientsAsset managerHybridIntegrity Funds Distributor, LLC
    No custodian reported
    $1.1B
  29. 4996
    Carlyle Aviation Securities Partners LLCMiami, FL · 1 clientsAsset managerAffiliated broker-dealerTCG Capital Markets L.L.C.
    Citi 100%
    $1.1B
  30. 5007
    Icapital Fund Advisors LLCNew York, NY · 3 clientsAsset managerHybridIcapital Hong Kong LTD., Icapital Markets LLC
    No custodian reported
    $1.1B
  31. 5008
    Amundi USBoston, MA · 3 clientsAsset managerHybridAmundi Intermediation, Amundi Singapore Limited
    U.S. Bank 68%State Street 32%
    $1.1B
  32. 5010
    Ancora Alternatives LLCCleveland, OH · 10 clientsPrivate fund adviserHybridInverness Securities, LLC
    No custodian reported
    $1.1B
  33. 5025
    Addison CapitalConshohocken, PA · 285 clientsAsset managerHybridNest Investments BD LLC
    Schwab 100%
    $1.1B
  34. 5028
    CLG LLCLong Beach, CA · 1,448 clientsWealth managerHybrid
    Fidelity 100%
    $1.1B
  35. 5032
    Blackrock Realty Advisors IncNew York, NY · 11 clientsPrivate fund adviserHybridBlackrock Execution Services, Blackrock Investments, LLC
    State Street 100%
    $1.1B
  36. 5033
    Marcypen Capital Partners LLC25 clientsPrivate fund adviserHybridPendulum Securities, LLC
    No custodian reported
    $1.1B
  37. 5067
    Crescent Cap NT Advisors, LLCLos Angeles, CA · 1 clientsAsset managerAffiliated broker-dealerAdvisors Asset Management, Inc., BGO Capital (canada) Inc.
    No custodian reported
    $1.1B
  38. 5080
    Olive Technology Ventures Management, LLCPalo Alto, CA · 31 clientsPrivate fund adviserAffiliated broker-dealerArk Group Holdings (hong Kong) Limited, Noah Holdings Singapore PTE LTD.
    No custodian reported
    $1.1B
  39. 5082
    Integrity Advisory SolutionsDallas, TX · 2,428 clientsWealth managerHybridIntegrity Alliance, LLC, Integrity Capital, LLC
    Schwab 83%
    $1.1B
  40. 5084
    SB Advisory, LLCAtlanta, GA · 2,744 clientsWealth managerHybridSAN Blas Securities LLC
    RBC 100%
    $1.1B

RIAs by state