Asset manager · Orinda, CA
Wespac Advisors, LLC
SEC-registered investment adviser · CRD 148242 · SEC 801-69552
At a glance
Wespac Advisors, LLC is an SEC-registered investment adviser based in Orinda, California, with $1.2 billion in regulatory assets under management as of its Form ADV filed April 1, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 290 individual clients. By Form ADV it is a asset manager, ranked 1,267th of 3,218 asset managers and 4,845th of 17,210 SEC-registered advisers by assets.
Main office 510-287-5255wespac.netLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among asset managers
- #1,267 of 3,218
- Rank among all SEC RIAs
- #4,845 of 17,210
- Rank in California
- #551 of 1,873
- Individual clients
- 290
- High-net-worth clients
- 52
- Accounts
- 642
- Discretionary
- 100% of AUM
- Employees
- 10
- Advisory staff
- 8
- Offices
- 3
Owners and executives on its Form ADV
- Renee T. SzuPresident
- John C. WilliamsChief Compliance Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 347 | $1.1B | 88% |
| High-net-worth individuals | 52 | $99M | 8% |
| Individuals | 238 | $45M | 4% |
| Corporations or other businesses | 2 | $1M | <1% |
Disciplinary disclosures
Wespac Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗wespac.net ↗
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The full record on Wespac Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 975 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Wespac Advisors, LLC manage?
Wespac Advisors, LLC reports $1.2 billion in regulatory assets under management across 642 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 1, 2026.
What kind of firm is Wespac Advisors, LLC?
Wespac Advisors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Wespac Advisors, LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($1.1 billion, 347 clients); high-net-worth individuals ($99 million, 52 clients); individuals ($45 million, 238 clients).
Does Wespac Advisors, LLC have any disciplinary history?
Wespac Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Wespac Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →