Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
2,436 firms manage $136.7 trillionaffiliated broker-dealer
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- 4218Delta Asset Management, LLCWealth managerAffiliated broker-dealerHightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan$1.5B
- 4224Albritton Capital Management CoAsset managerHybridA & M Securities, LLC$1.5B
- 4228Robinhood Asset ManagementWealth managerPublic-company ownedHybridRobinhood Financial, LLC, Robinhood Securities, LLC, clears through Robinhood, Wells Fargo Clearing ServicesNo custodian reported$1.5B
- 4232Compak Asset ManagementWealth managerHybridCompak Securities, Inc.$1.5B
- 4239RBC Securities, Inc.Broker-dealer firmHybridCNR Securities LLC, clears through Pershing$1.5B
- 4240Alden CapitalWealth managerHybridJ. Alden Associates, Inc.$1.5B
- 4246Cougar Global InvestmentsAsset managerAffiliated broker-dealerCarillon Fund Distributors, Inc., Cebile Capital LLP$1.5B
- 4248Ariel Alternatives, LLCPrivate fund adviserHybridAriel Distributors, LLCNo custodian reported$1.5B
- 4251Ashmore Investment Advisors LimitedPrivate fund adviserHybridAshmore Investment Management (US) CorporationNo custodian reported$1.5B
- 4260Class VI Family Office, LLCWealth managerHybridClass VI Securities, LLC$1.5B
- 4262Salem Partners Wealth Management, LLCWealth managerHybridSalem Partners, LLC$1.5B
- 4265Fosun Asset Management LimitedAsset managerAffiliated broker-dealerFosun International Securities Limited$1.5B
- 4268The Informed Momentum Company LLCAsset managerAffiliated broker-dealerRoth Capital Partners, LLC$1.5B
- 4272Virtus Capital Advisers, LLCAsset managerAffiliated broker-dealerVP Distributors, LLC$1.5B
- 4273Kyobo Life Asset Management (america) Co., LTD.Asset managerAffiliated broker-dealer$1.5B
- 4277Retirement Investment Advisors IncWealth managerBank-affiliatedAffiliated broker-dealerNFP Property & Casualty Services, Inc.$1.5B
- 4281Fplf Management LLCAsset managerAffiliated broker-dealerFortress Capital Formation LLC, Fortress Wealth Solutions LLCNo custodian reported$1.5B
- 4299Gabelli & Company Investment Advisers, Inc.Private fund adviserHybridG.distributors, LLC, G.research, LLCNo custodian reported$1.5B
- 4300Cullinan Associates, Inc.Wealth managerWrap sponsorHybridChurchill Financial, LLC$1.5B
- 4304M1 AdvisoryWealth managerHybridM1 Finance LLC$1.5B
- 4306TSA Management IncWealth managerHybridHalliday Financial, LLC, clears through PershingNo custodian reported$1.5B
- 4308Kimelman & Baird, LLCBroker-dealer firmHybrid$1.5B
- 4309TA Realty LLCPrivate fund adviserHybridMEC Global Partners LLCNo custodian reported$1.5B
- 4316HottingerWealth managerBank-affiliatedAffiliated broker-dealer$1.5B
- 4339KKR Registered Advisor LLCAsset managerHybridGlobal Atlantic Distributors, LLC, KKR Capital Markets II LLCNo custodian reported$1.5B
- 4340Redhawk Wealth Advisors, Inc.Wealth managerHybrid$1.5B
- 4351Cary Street Partners Asset ManagementWealth managerWrap sponsorHybridCary Street Partners LLC$1.4B
- 4361Private Capital ManagementWealth managerHybridCarnes Capital Corporation$1.4B
- 4362Fidus Investment Advisors, LLCAsset managerHybridFidus Securities, LLCNo custodian reported$1.4B
- 4374Guggenheim Asset-Backed Finance Company, LLCAsset managerHybridGuggenheim Securities, LLC, clears through PershingNo custodian reported$1.4B
- 4381Nassau Alternative Investments LLCAsset managerAffiliated broker-dealer1851 Securities, Inc$1.4B
- 4382Sentry Investment Management, L.L.C.Asset managerAffiliated broker-dealerSentry Equity Services, Inc.$1.4B
- 43901832 Asset Management U.S. Inc.Asset managerHybridMD Management Limited, Scotia Capital (USA) Inc.$1.4B
- 4393MAN Global Private Markets (UK) LimitedPrivate fund adviserAffiliated broker-dealerMAN Investments Inc.No custodian reported$1.4B
- 4395Nottingham Advisors Inc.Asset managerAffiliated broker-dealerHand Securities, Inc$1.4B
- 4398Larson Capital Management, LLCPrivate fund adviserHybridLarson Financial Securities, LLCNo custodian reported$1.4B
- 4403Principal Advised ServicesWealth managerBank-affiliatedHybridPrincipal Funds Distributor, Inc., Principal Securities, Inc.$1.4B
- 4413Virtus Advisers, LLCAsset managerHybridVP Distributors LLC$1.4B
- 4418AB Custom Alternative Solutions LLCAsset managerAffiliated broker-dealerAlliancebernstein Investments, Inc., Bernstein Autonomous LLP$1.4B
- 4420Blueprint Financial AdvisorsWealth managerHybridMaplewood Investments, Inc.$1.4B
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25