Asset manager · Hartford, CT
Virtus Capital Advisers, LLC
SEC-registered investment adviser · CRD 107346 · SEC 801-23163
At a glance
Virtus Capital Advisers, LLC is an SEC-registered investment adviser based in Hartford, Connecticut, with $1.5 billion in regulatory assets under management as of its Form ADV filed June 30, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a asset manager, ranked 1,169th of 3,218 asset managers and 4,272nd of 17,210 SEC-registered advisers by assets.
Main office 800-248-7971virtus.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.5B
- Rank among asset managers
- #1,169 of 3,218
- Rank among all SEC RIAs
- #4,272 of 17,210
- Rank in Connecticut
- #179 of 507
- Clients
- 213
- Accounts
- 215
- Discretionary
- 100% of AUM
- Employees
- 0
- Advisory staff
- 0
- Offices
- 3
Owners and executives on its Form ADV
- David G. HanleyTreasurer
- Richard W. SmirlExecutive Vice President
- Andra C. PurkalitisExecutive Vice President, General Counsel and Secretary
- Adam J ShapiroVice President, Senior Counsel and Assistant Secretary
- James R. SenaChief Compliance Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: VP Distributors, LLC.
- VP Distributors, LLC ↗CRD 3036
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names VP Distributors as the broker-dealer its advisers are registered with.
sed persons and related registered sales personnel also may be associated with VP Distributors, LLC, an affiliated broker-dealer, and in that capacity may engage in marketing or selling activities with respect to shares or interests in Fun
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 8 | $670M | 45% |
| State or municipal government entities | – | $314M | 21% |
| Charitable organizations | – | $226M | 15% |
| Corporations or other businesses | 4 | $214M | 14% |
| Other | 201 | $68M | 5% |
Private funds
Virtus Capital Advisers, LLC reports 2 private funds with $195M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Virtus Capital Advisers, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗virtus.com ↗
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The full record on Virtus Capital Advisers, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 952 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Virtus Capital Advisers, LLC manage?
Virtus Capital Advisers, LLC reports $1.5 billion in regulatory assets under management across 215 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 30, 2026.
What kind of firm is Virtus Capital Advisers, LLC?
Virtus Capital Advisers, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Virtus Capital Advisers, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($670 million, 8 clients); state or municipal government entities ($314 million); charitable organizations ($226 million).
Does Virtus Capital Advisers, LLC manage private funds?
Yes. It reports 2 private funds with $195 million in gross assets, including other private funds.
Does Virtus Capital Advisers, LLC have any disciplinary history?
Virtus Capital Advisers, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Virtus Capital Advisers, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →