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Executive Vice President · Virtus Investment Advisers, LLC

Richard W. Smirl

CRD 4232829 · Named on Form ADV at 10 SEC-registered advisers

At a glance

Virtus Investment Advisers, LLC, an SEC-registered asset manager based in Hartford, CT with $51.7 billion in regulatory assets, lists Richard W. Smirl on its Form ADV as Executive Vice President, a control person. The SEC filings also name Richard at 9 other registered advisers.

Firms and roles

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
10 firmsLocked
Control-person status
8 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (20)

  • Andra C. PurkalitisExecutive Vice President, General Counsel and Secretary, Virtus Investment Advisers, LLC
  • David G. HanleyTreasurer, Virtus Investment Advisers, LLC
  • Kathryn L. SantoroVice President, Senior Counsel and Assistant Secretary, Virtus Investment Advisers, LLC
  • Jennifer S. FrommVice President, Senior Counsel and Assistant Secretary, Virtus Investment Advisers, LLC
  • Daphne T. ChisolmVice President, Senior Counsel and Assistant Secretary, Virtus Investment Advisers, LLC

15 more people named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.

See all 20 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.