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Chief Compliance Officer · Virtus Investment Advisers, LLC

James R. Sena

CRD 2735258 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Virtus Investment Advisers, LLC, an SEC-registered asset manager based in Hartford, CT with $51.7 billion in regulatory assets, lists James R. Sena on its Form ADV as Chief Compliance Officer. The SEC filings also name James at 2 other registered advisers.

Firms and roles

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Andra C. PurkalitisExecutive Vice President, General Counsel and Secretary, Virtus Investment Advisers, LLC
  • David G. HanleyTreasurer, Virtus Investment Advisers, LLC
  • Richard W. SmirlExecutive Vice President, Virtus Investment Advisers, LLC
  • Kathryn L. SantoroVice President, Senior Counsel and Assistant Secretary, Virtus Investment Advisers, LLC
  • Jennifer S. FrommVice President, Senior Counsel and Assistant Secretary, Virtus Investment Advisers, LLC

2 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.