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Asset manager · Toronto, Canada

Cougar Global Investments

Cougar Global Investments Limited · SEC-registered investment adviser · CRD 109439 · SEC 801-55379

At a glance

Cougar Global Investments is an SEC-registered investment adviser based in Toronto, Canada, with $1.5 billion in regulatory assets under management as of its Form ADV filed December 15, 2025. Its largest client group by assets is other. By Form ADV it is a asset manager, ranked 1,162nd of 3,218 asset managers and 4,246th of 17,210 SEC-registered advisers by assets.

Main office 416-368-5255cougarglobal.comLinkedInAs filed on Form ADV

Regulatory AUM
$1.5B
Rank among asset managers
#1,162 of 3,218
Rank among all SEC RIAs
#4,246 of 17,210
Clients
8,630
Accounts
8,630
Discretionary
0% of AUM
Employees
3
Advisory staff
3
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. Raymond JamesAffiliate of the firm$0M

Other RIAs using Raymond James

Broker-dealer

Affiliated broker-dealer

It names affiliated broker-dealers: Carillon Fund Distributors, Inc., Cebile Capital LLP, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Raymond James Investment Services Limited, Raymond James Limited and Sumridge Partners, LLC.

Other RIAs with an affiliated broker-dealer

Who it serves

Client typeClientsRegulatory AUMShare
Other8,629$1.5B100%
Investment companies1$0M<1%

Disciplinary disclosures

Cougar Global Investments answers yes to 6 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for businesses and institutions

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗cougarglobal.com ↗

AtlasMembers

The full record on Cougar Global Investments

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
Locked
Rank against 952 peers of its type and size
Locked
Owners and executives, with titles and stakes
3 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Cougar Global Investments manage?

Cougar Global Investments reports $1.5 billion in regulatory assets under management across 8,630 accounts, 0% of it on a discretionary basis, on its Form ADV filed December 15, 2025.

What kind of firm is Cougar Global Investments?

Cougar Global Investments is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.

Who are Cougar Global Investments’s clients?

By assets, its largest client types are other ($1.5 billion, 8,629 clients); investment companies ($113,355, 1 clients).

Does Cougar Global Investments have any disciplinary history?

Cougar Global Investments answers yes to 6 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Cougar Global Investments’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2025-12-15), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →