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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3315
    UBS Realty Investors LLCHartford, CT · 3 clientsPrivate fund adviserHybridUBS AG, UBS Asset Management (US) Inc.
    No custodian reported
    $2.3B
  2. 3319
    CVC Credit Partners U.S. CLO Management LLCNew York, NY · 8 clientsPrivate fund adviserHybridCVC Capital Markets S.a R.L., CVC Funding, LLC
    No custodian reported
    $2.3B
  3. 3320
    American Century Investments Private Client Group, Inc.Kansas City, MO · 4,107 clientsWealth managerPublic-company ownedHybridAmerican Century Investment Services, Inc.
    No custodian reported
    $2.3B
  4. 3323
    Belzberg & Co.New York, NY · 117 clientsPrivate fund adviserHybridBelzberg Capital LLC
    J.P. Morgan 62%Goldman Sachs 38%
    $2.3B
  5. 3331
    Milliman Advisors, LLCSeattle, WA · 39 clientsAsset managerAffiliated broker-dealerMilliman Investment Management Services LLC, clears through Wedbush
    No custodian reported
    $2.3B
  6. 3332
    Greensledge Advisors LLCNew York, NY · 1 clientsPrivate fund adviserAffiliated broker-dealerGreensledge Asia Limited, Greensledge Capital Markets Europe LLP
    No custodian reported
    $2.3B
  7. 3342
    EFG Private Wealth Management (americas) Corp.Miami, FL · 479 clientsAsset managerHybridEFG Capital International Corp.
    EFG Bank AG 44%Pershing 42%
    $2.3B
  8. 3345
    RSW InvestmentsSummit, NJ · 1,412 clientsWealth managerWrap sponsorAffiliated broker-dealerResolute Investment Distributors, Inc.
    Morgan Stanley 41%UBS 31%
    $2.3B
  9. 3346
    T. Rowe Price Singapore Private LTDSingapore, Singapore · 12 clientsAsset managerAffiliated broker-dealerT. Rowe Price Investment Services, Inc.
    HSBC Bank PLC 60%
    $2.3B
  10. 3347
    TLG Advisors, Inc.Summit, NJ · 5,161 clientsWealth managerHybridThe Leaders Group, Inc.
    SEI 49%
    $2.3B
  11. 3352
    KA Credit Advisors, LLCHouston, TX · 1 clientsAsset managerHybridKA Associates, LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $2.3B
  12. 3358
    Lazard Asset Management Canada IncNew York, NY · 12 clientsAsset managerAffiliated broker-dealerLazard Asset Management (canada) Securities, ULC, Lazard Asset Management Securities LLC, clears through Pershing
    RBC 35%State Street 34%BNY 31%
    $2.3B
  13. 3360
    Gamma Investing LLC1,975 clientsAsset managerAffiliated broker-dealerRobert W Baird Gmbh, Robert W. Baird & Co. Incorporated
    Robert W. Baird & Co. Incorporated 100%
    $2.3B
  14. 3363
    Grant Tani Barash & Altman, LLCBeverly Hills, CA · 226 clientsWealth managerAffiliated broker-dealerHightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan
    No custodian reported
    $2.3B
  15. 3365
    Sound View Wealth Advisors Group, LLCSavannah, GA · 950 clientsWealth managerHybrid
    Schwab 87%
    $2.3B
  16. 3370
    JDL AdvisersNewport Beach, CA · 7,943 clientsWealth managerHybridJDL Securities Corporation
    Capital Client Group 61%Schwab 39%
    $2.3B
  17. 3372
    Vestor Capital, LLCChicago, IL · 1,288 clientsWealth managerAffiliated broker-dealer
    Schwab 77%Fidelity 23%
    $2.3B
  18. 3392
    Pacific Income Advisers IncEl Segundo, CA · 2,673 clientsAsset managerHybridSyndicated Capital, Inc.
    Morgan Stanley 59%Wells Fargo 41%
    $2.2B
  19. 3397
    Twelve Points Wealth ManagementConcord, MA · 821 clientsAsset managerAffiliated broker-dealerTwelve Points Capital LLC
    Schwab 70%Fidelity 30%
    $2.2B
  20. 3411
    Churchill Pcif Advisor LLCNew York, NY · 1 clientsAsset managerHybridNuveen Securities, LLC
    No custodian reported
    $2.2B
  21. 3415
    Clearbridge Investments (north America) PTY LimitedSydney, Australia · 19 clientsPrivate fund adviserAffiliated broker-dealerFranklin Distributors, LLC, Franklin Templeton Investments Corp.
    J.P. Morgan 50%Northern Trust 36%
    $2.2B
  22. 3420
    Foster Dykema Cabot & Partners, LLCWaltham, MA · 851 clientsWealth managerAffiliated broker-dealer
    Fidelity 82%
    $2.2B
  23. 3422
    Riverfront Investment Group, LLCRichmond, VA · 1,534 clientsAsset managerHybridBaird Strategas LLC, Robert W. Baird & Co. Incorporated
    Robert W. Baird & Co. Incorporated 65%
    $2.2B
  24. 3434
    Advisors Asset Management, Inc.Monument, CO · 1,505 clientsBroker-dealer firmHybridBentallgreenoak Real Estate US LLC, MFS Fund Distributors, Inc.
    Fidelity 61%Schwab 25%
    $2.2B
  25. 3438
    FS Structured Products Advisor, LLCPhiladelphia, PA · 6 clientsPrivate fund adviserHybridFS Investment Solutions, LLC
    No custodian reported
    $2.2B
  26. 3442
    Kiley Juergens Wealth Management, LLCOlympia, WA · 3,070 clientsWealth managerHybrid
    Schwab 100%
    $2.2B
  27. 3443
    John Hancock Personal Financial Services, LLCBoston, MA · 35,589 clientsWealth managerBank-affiliatedHybridJohn Hancock Distributors LLC, John Hancock Investment Management Distributors LLC
    John Hancock Trust Company 58%Pershing 42%
    $2.2B
  28. 3462
    Bell Asset Management LimitedMelbourne, Australia · 14 clientsBroker-dealer firmAffiliated broker-dealerBell Financial Group LTD, Bell Potter Securities (US) LLC
    Citi 45%State Street 22%
    $2.2B
  29. 3477
    Hartford FundsWayne, PA · 7 clientsAsset managerHybridHartford Funds Distributors, LLC
    No custodian reported
    $2.2B
  30. 3486
    Financial Management Network IncMission Viejo, CA · 1,528 clientsWealth managerHybridFMN Capital Corporation, clears through National Financial Services (Fidelity)
    Fidelity 100%
    $2.1B
  31. 3489
    Van Hulzen Financial AdvisorsEl Dorado Hills, CA · 1,499 clientsWealth managerAffiliated broker-dealerWedbush Securities Inc.
    Schwab 68%
    $2.1B
  32. 3515
    Vanderbilt Advisory ServicesWoodbury, NY · 6,470 clientsWealth managerHybridArk Global, LLC, Impactu.investments, LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $2.1B
  33. 3521
    Transamerica Financial Advisors, LLCPhiladelphia, PA · 42,735 clientsBroker-dealer firmHybridTransamerica Capital, LLC, Transamerica Investors Securities, LLC
    No custodian reported
    $2.1B
  34. 3524
    Navy Federal Investment Services, LLCVienna, VA · 7,424 clientsBroker-dealer firmHybrid
    Pershing 100%
    $2.1B
  35. 3526
    Ameraudi Asset Management, Inc.New York, NY · 968 clientsWealth managerBank-affiliatedHybridAmeraudi Investment Services LLC, clears through Pershing
    Pershing 65%Stonex Financial 26%
    $2.1B
  36. 3528
    Quadrant Private Wealth Management, LLCCenter Valley, PA · 883 clientsBroker-dealer firmHybrid
    Fidelity 78%Schwab 22%
    $2.1B
  37. 3535
    First Heartland Consultants, Inc.Lake St. Louis, MO · 6,461 clientsWealth managerWrap sponsorHybridFirst Heartland Capital, Inc.
    Pershing 100%
    $2.1B
  38. 3540
    Aris Management, LLCNew York, NY · 2 clientsPrivate fund adviserHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    No custodian reported
    $2.1B
  39. 3541
    Zanbato Advisors LLCMountain View, CA · 58 clientsPrivate fund adviserHybridZanbato Securities LLC, Zanbato UK LTD
    No custodian reported
    $2.1B
  40. 3545
    River Canyon Fund Management LLCDallas, TX · 3 clientsAsset managerHybridCP Investments, LLC
    No custodian reported
    $2.1B

RIAs by state