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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 2469
    BFC Planning, Inc.Cedar Rapids, IA · 11,448 clientsWealth managerPublic-company ownedHybridBerthel, Fisher & Company Financial Services, Inc., Securities Management and Research, Inc.
    No custodian reported
    $3.8B
  2. 2472
    HSBC Securities (USA) Inc.New York, NY · 12,108 clientsBroker-dealer firmHybrid
    Pershing 69%HSBC Bank USA 31%
    $3.8B
  3. 2480
    Jefferies Credit Management LLCNew York, NY · 5 clientsAsset managerAffiliated broker-dealerJefferies LLC
    No custodian reported
    $3.8B
  4. 2486
    Kingswood Wealth Advisors, LLCSan Diego, CA · 11,425 clientsWealth managerHybridKingswood Capital Partners, LLC
    Schwab 51%Raymond James 41%
    $3.8B
  5. 2488
    Harvest Global Investments LimitedHong Kong, Hong Kong · 21 clientsAsset managerAffiliated broker-dealerHGI (USA) Investments LLC
    State Street 100%
    $3.8B
  6. 2496
    Healthcare Royalty Management, LLCNew York, NY · 13 clientsPrivate fund adviserAffiliated broker-dealerGlobal Atlantic Distributors, LLC
    No custodian reported
    $3.8B
  7. 2497
    FAS Wealth Partners, Inc.Leawood, KS · 1,564 clientsWealth managerHybridFAS Corp.
    Schwab 62%Fidelity 38%
    $3.8B
  8. 2501
    GFS Advisors LLCHouston, TX · 654 clientsAsset managerHybridGlobal Financial Services, L.L.C., clears through Pershing, Raymond James
    Morgan Stanley 80%
    $3.8B
  9. 2503
    Beaumont Financial PartnersNeedham, MA · 1,910 clientsWealth managerAffiliated broker-dealer
    Fidelity 100%
    $3.8B
  10. 2512
    TRB Wealth Management, LLCHouston, TX · 934 clientsAsset managerHybridTRB Securities, LLC
    U.S. Bank 47%Schwab 33%
    $3.7B
  11. 2515
    Annaly Credit Opportunities Management LLCNew York, NY · 2 clientsPrivate fund adviserHybridArcola Securities, Inc.
    State Street 100%
    $3.7B
  12. 2517
    BOK Financial Private Wealth, Inc.Denver, CO · 818 clientsWealth managerBank-affiliatedHybridBOK Financial Securities, Inc., Cavanal Hill Distributors, Inc,
    Schwab 82%
    $3.7B
  13. 2520
    Popular Asset ManagementSan Juan, PR · 5 clientsAsset managerAffiliated broker-dealerPopular Securities, LLC
    J.P. Morgan 64%Northern Trust 26%
    $3.7B
  14. 2524
    Resource Capital Investment CorporationCarlsbad, CA · 35 clientsPrivate fund adviserHybridSprott Global Resource Investments LTD
    No custodian reported
    $3.7B
  15. 2527
    Eulav Asset ManagementSarasota, FL · 6 clientsBroker-dealer firmHybridEulav Securities LLC
    No custodian reported
    $3.7B
  16. 2534
    Frost Investment ServicesSan Antonio, TX · 3,656 clientsWealth managerBank-affiliatedHybridFrost Brokerage Services, Inc., clears through National Financial Services (Fidelity)
    Fidelity 100%
    $3.7B
  17. 2535
    Stoker Ostler, A Part of BMO Financial GroupScottsdale, AZ · 1,585 clientsWealth managerBank-affiliatedAffiliated broker-dealerBMO Nesbitt Burns Securities LTD.
    Schwab 100%
    $3.7B
  18. 2540
    360 One Portfolio Managers LimitedMumbai, India · 2,096 clientsWealth managerAffiliated broker-dealer360 One Capital (canada) Limited, 360 One Capital Market Private Limited
    Hdfc Bank 94%
    $3.6B
  19. 2541
    Victory Park CapitalChicago, IL · 42 clientsPrivate fund adviserAffiliated broker-dealerTriumph Capital Markets, LLC
    No custodian reported
    $3.6B
  20. 2542
    Bcsf Advisors, LPBoston, MA · 3 clientsAsset managerHybridBain Capital Markets, LLC
    No custodian reported
    $3.6B
  21. 2546
    First Sentier InvestorsBarangaroo NSW, Australia · 2 clientsPrivate fund adviserHybrid
    No custodian reported
    $3.6B
  22. 2548
    Provenance Wealth AdvisorsFort Lauderdale, FL · 3,111 clientsBroker-dealer firmHybridPWA Securities, LLC, clears through Raymond James
    Raymond James 87%
    $3.6B
  23. 2559
    OHA Private Credit Advisors LLCNew York, NY · 1 clientsAsset managerHybridT. Rowe Price Investment Services, Inc.
    No custodian reported
    $3.6B
  24. 2569
    Apollo Manager, LLCNew York, NY · 2 clientsAsset managerHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    J.P. Morgan 50%State Street 50%
    $3.6B
  25. 2571
    PNC Real EstateLouisville, KY · 72 clientsPrivate fund adviserHybridPNC Capital Markets LLC, PNC Wealth Management
    No custodian reported
    $3.6B
  26. 2578
    SIT Investment Associates, IncMinneapolis, MN · 44 clientsAsset managerHybridSIA Securities Corp.
    Northern Trust 70%
    $3.5B
  27. 2579
    Retirement Plan Advisors, LLCChicago, IL · 10,031 clientsAsset managerHybridRetirement Plan Advisors Services, LLC
    Great-West Trust Company 81%
    $3.5B
  28. 2590
    Bentallgreenoak Strategic Capital PartnersNew York, NY · 86 clientsPrivate fund adviserAffiliated broker-dealerAdvisors Asset Management, Inc., BGO Capital (canada) Inc.
    No custodian reported
    $3.5B
  29. 2599
    Systematic Alpha Investments, LLCPrinceton, NJ · 2 clientsWealth managerAffiliated broker-dealerPave Securities, LLC, clears through Interactive Brokers
    Merrill / Bank of America 49%Northern Trust 43%
    $3.5B
  30. 2607
    Clover Credit Management, LLCNew York, NY · 8 clientsPrivate fund adviserHybridASK Investment Managers LTD., Blackstone Securities Partners L.P.
    No custodian reported
    $3.5B
  31. 2615
    Bluerock Fund Advisor, LLCNew York, NY · 1 clientsAsset managerHybridBluerock Capital Markets LLC
    No custodian reported
    $3.5B
  32. 2616
    Sage, Rutty & Co., Inc.Rochester, NY · 8,613 clientsBroker-dealer firmHybrid
    No custodian reported
    $3.5B
  33. 2624
    Ceredex Value Advisors LLCWinter Park, FL · 15 clientsAsset managerHybridVP Distributors LLC
    Northern Trust 54%State Street 46%
    $3.4B
  34. 2627
    Sixth Street Specialty Lending Advisers, LLCDallas, TX · 1 clientsAsset managerHybridSixth Street BD, LLC
    No custodian reported
    $3.4B
  35. 2646
    Westfuller Advisors, LLCNew York, NY · 88 clientsAsset managerAffiliated broker-dealerCeladon Financial Group LLC, clears through RBC Capital Markets, Wedbush
    Pershing 69%Northern Trust 31%
    $3.4B
  36. 2647
    Five Arrows Managers North America LLCManhattan Beach, CA · 11 clientsPrivate fund adviserAffiliated broker-dealerRothschild & Co US Inc.
    No custodian reported
    $3.4B
  37. 2660
    Lasalle Investment Management SecuritiesBaltimore, MD · 12 clientsPrivate fund adviserAffiliated broker-dealer
    Sumitome Mitsui Trust Bank (u.s.a.) Limited 38%J.P. Morgan 36%State Street 26%
    $3.3B
  38. 2661
    Meeder Asset Management, Inc.Dublin, OH · 233 clientsAsset managerHybridMeeder Distribution Services, Inc.
    Huntington National Bank 100%
    $3.3B
  39. 2663
    Apollo Investment Management, L.P.New York, NY · 1 clientsAsset managerHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    No custodian reported
    $3.3B
  40. 2666
    Stratos Investment Management, LLCBeachwood, OH · 3 clientsAsset managerHybridSEI Investments (south Africa) Limited, SEI Investments Distribution Co.
    Fidelity 76%Schwab 24%
    $3.3B

RIAs by state