Asset manager · Hong Kong, Hong Kong
Harvest Global Investments Limited
SEC-registered investment adviser · CRD 157964 · SEC 801-72429
At a glance
Harvest Global Investments Limited is an SEC-registered investment adviser based in Hong Kong, Hong Kong, with $3.8 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 798th of 3,218 asset managers and 2,488th of 17,210 SEC-registered advisers by assets.
Main office +85239133333harvestglobalinvestments.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.8B
- Rank among asset managers
- #798 of 3,218
- Rank among all SEC RIAs
- #2,488 of 17,210
- Clients
- 21
- Accounts
- 26
- Discretionary
- 100% of AUM
- Employees
- 32
- Advisory staff
- 18
- Offices
- 1
Owners and executives on its Form ADV
- Yiqian JiangResponsible Officer, Director, Chief Investment Officer
- Cheuk Fung D. TongChief Compliance Officer
- Song GuoDirector
- Lingfei LuChairman & Director
- Zhixin CHENDirector, CEO, Responsible Officer
- Jun TANGDirector
- Chuying K. SHUChief Marketing Officer
- Qin ZhangResponsible Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: HGI (USA) Investments LLC.
- HGI (USA) Investments LLC ↗CRD 165614
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $1.8B | 48% |
| Corporations or other businesses | 8 | $1.2B | 32% |
| Other investment advisers | 2 | $476M | 13% |
| Pooled investment vehicles | 10 | $275M | 7% |
Disciplinary disclosures
Harvest Global Investments Limited answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗harvestglobalinvestments.com ↗
AtlasMembers
The full record on Harvest Global Investments Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 758 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Harvest Global Investments Limited manage?
Harvest Global Investments Limited reports $3.8 billion in regulatory assets under management across 26 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Harvest Global Investments Limited?
Harvest Global Investments Limited is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Harvest Global Investments Limited’s clients?
By assets, its largest client types are investment companies ($1.8 billion, 1 clients); corporations or other businesses ($1.2 billion, 8 clients); other investment advisers ($476 million, 2 clients).
Does Harvest Global Investments Limited have any disciplinary history?
Harvest Global Investments Limited answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Harvest Global Investments Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →