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Wealth manager, independent · Princeton, NJ

Systematic Alpha Investments, LLC

SEC-registered investment adviser · CRD 297693 · SEC 801-113746

At a glance

Systematic Alpha Investments, LLC is an SEC-registered investment adviser based in Princeton, New Jersey, with $3.5 billion in regulatory assets under management as of its Form ADV filed March 23, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 2 individual clients. By Form ADV it is a wealth manager, ranked 457th of 8,915 wealth managers and 2,599th of 17,210 SEC-registered advisers by assets.

Main office 609-751-7550As filed on Form ADV

Regulatory AUM
$3.5B
Rank among wealth managers
#457 of 8,915
Rank among all SEC RIAs
#2,599 of 17,210
Rank in New Jersey
#51 of 392
Individual clients
2
High-net-worth clients
2
Accounts
22
Discretionary
100% of AUM
Employees
1
Advisory staff
1
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

3 custodians

  1. Merrill / Bank of America$850M49%
  2. Northern Trust$750M43%
  3. Citi$150M9%

Other RIAs using Merrill / Bank of AmericaOther multi-custodian RIAs

Broker-dealer

Affiliated broker-dealer

It names an affiliated broker-dealer: Pave Securities, LLC.

Other RIAs with an affiliated broker-dealer

Who it serves

Client typeClientsRegulatory AUMShare
High-net-worth individuals2$3.5B100%

Disciplinary disclosures

Systematic Alpha Investments, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses

How it’s paid

  • A percentage of assets under management
  • Fixed fees

Form ADV and brochures on the SEC’s adviser search ↗

AtlasMembers

The full record on Systematic Alpha Investments, LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 8 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 1,171 peers of its type and size
Locked
Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Systematic Alpha Investments, LLC manage?

Systematic Alpha Investments, LLC reports $3.5 billion in regulatory assets under management across 22 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 23, 2026.

What kind of firm is Systematic Alpha Investments, LLC?

Systematic Alpha Investments, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.

Who are Systematic Alpha Investments, LLC’s clients?

By assets, its largest client types are high-net-worth individuals ($3.5 billion, 2 clients).

Does Systematic Alpha Investments, LLC have any disciplinary history?

Systematic Alpha Investments, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Systematic Alpha Investments, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →