Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
2,436 firms manage $136.7 trillionaffiliated broker-dealer
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- 1388Consulting Group Advisory Services LLCAsset managerHybridMorgan Stanley Smith Barney LLCNo custodian reported$9.8B
- 1390IHT Wealth Management LLCBroker-dealer firmHybridIHT Securities, LLC$9.8B
- 1394Centaurus Financial, Inc.Broker-dealer firmHybridPacific Point Securities, LLC$9.7B
- 1403The Ameriflex GroupWealth managerHybridAmeriflex Group Securities, Inc.$9.7B
- 1404Main Street AdvisorsWealth managerHybridMSA Securities, LLCNo custodian reported$9.6B
- 1405Dockside PlatformsPrivate fund adviserAffiliated broker-dealerWalleye Trading LLCNo custodian reported$9.6B
- 1406Orix Advisers, LLCPrivate fund adviserHybridHilco Corporate Finance, LLC, Lument Securities, LLC, clears through PershingNo custodian reported$9.6B
- 1409Horizon Kinetics Asset Management LLCAsset managerHybridKBD Securities, LLC, Kinetics Funds Distributor LLC$9.6B
- 1412Frontier Capital Management Co LLCAsset managerAffiliated broker-dealer$9.6B
- 1416Mariner Advisor NetworkWealth managerHybrid$9.6B
- 1418Stephens Investment Management Group, LLCAsset managerHybridStephens Europe Limited, Stephens Inc.$9.5B
- 1425Mutual Advisors, LLCWealth managerWrap sponsorHybridMutual Securities, Inc.$9.4B
- 1429Kennedy Lewis Loan Management LLCPrivate fund adviserAffiliated broker-dealerNo custodian reported$9.4B
- 1431Sagard Private Equity SolutionsPrivate fund adviserAffiliated broker-dealer$9.4B
- 1433Fidelity Institutional Wealth Adviser LLCAsset managerHybridDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)$9.4B
- 1436Joel Isaacson & Co., LLCWealth managerAffiliated broker-dealer$9.3B
- 1440Itau USA Asset ManagementPrivate fund adviserHybridItau BBA USA Securities, Inc., Itau International Securities Inc.$9.3B
- 1447Geneos Wealth Management, Inc.Broker-dealer firmHybrid$9.2B
- 1448Napier Park Global Capital LTDPrivate fund adviserAffiliated broker-dealerFEF Distributors, LLCNo custodian reported$9.2B
- 1451Ellington Global Asset Management, LLCAsset managerHybridArmstrong Securities LLC$9.2B
- 1457FS Reit Advisor, LLCPrivate fund adviserHybridFS Investment Solutions, LLCNo custodian reported$9.1B
- 1462Industry VenturesPrivate fund adviserHybridFolio Investments, Inc., Goldman Sachs & Co. LLCNo custodian reported$9.1B
- 1463Neuberger Berman Loan Advisers II LLCPrivate fund adviserHybridNeuberger Berman BD LLCNo custodian reported$9.0B
- 1472Crossmark Global Investments, Inc.Asset managerHybridCrossmark Distributors, Inc.$9.0B
- 1477Quinbrook Infrastructure Partners LLCPrivate fund adviserAffiliated broker-dealerQuinbrook Capital Partners LLC$9.0B
- 1483Hermes GPE LLPAsset managerAffiliated broker-dealerFederated Securities Corp.No custodian reported$8.9B
- 1485Key Investment Services LLCBroker-dealer firmHybridKeybanc Capital Markets Inc.$8.9B
- 1486Snowden Capital Advisors LLCWealth managerWrap sponsorHybridSnowden Account Services LLC, clears through Pershing$8.9B
- 1487Gradient Investments, LLCWealth managerAffiliated broker-dealerGradient Securities, LLC$8.8B
- 1489Arkadios Wealth AdvisorsWealth managerHybridArkadios Capital, LLC, Arkap Markets, LLC$8.8B
- 1490Capital AnalystsWealth managerHybridLincoln Investment Planning, LLC$8.8B
- 1492Robertson StephensWealth managerHybridRobertson Stephens Capital Markets, LLC$8.8B
- 1493TIAA Kaspick, LLCAsset managerHybridNuveen Securities, LLC, Tiaa-Cref Individual & Institutional Services, LLC$8.7B
- 1495Mesa West CapitalPrivate fund adviserHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLCNo custodian reported$8.7B
- 1497Sixth Street Lending Partners Advisers, LLCAsset managerHybridSixth Street BD, LLCNo custodian reported$8.7B
- 1500Millburn Ridgefield LLCBroker-dealer firmHybridMillburn International (europe) LLPNo custodian reported$8.7B
- 1504Sagard Holdings Manager LPPrivate fund adviserAffiliated broker-dealerNo custodian reported$8.6B
- 1506TD Private Client Wealth LLCBroker-dealer firmHybridTD Financial Products LLC, TD Securities (USA) LLC, clears through Pershing$8.6B
- 1510Blackstone Multi-Asset Advisors L.L.C.Private fund adviserHybridBlackstone Securities Partners L.P., Currencies Direct LTDNo custodian reported$8.5B
- 1513Northwest Capital Management Inc.Asset managerAffiliated broker-dealerCWM, LLC, Carson Group Brokerage, LLC$8.5B
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25