Private fund adviser · London, United Kingdom
Napier Park Global Capital LTD
SEC-registered investment adviser · CRD 157629 · SEC 801-72524
At a glance
Napier Park Global Capital LTD is an SEC-registered investment adviser based in London, United Kingdom, with $9.2 billion in regulatory assets under management as of its Form ADV filed April 8, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 657th of 4,686 private fund advisers and 1,448th of 17,210 SEC-registered advisers by assets.
Main office +011442078664772napierparkglobalcapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $9.2B
- Rank among private fund advisers
- #657 of 4,686
- Rank among all SEC RIAs
- #1,448 of 17,210
- Clients
- 21
- Accounts
- 23
- Discretionary
- 100% of AUM
- Employees
- 22
- Advisory staff
- 13
- Offices
- 1
Owners and executives on its Form ADV
- Sonia PlataChief Compliance Officer
Custody and brokerage
Custodian
Napier Park Global Capital LTD’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: FEF Distributors, LLC.
- FEF Distributors, LLC ↗CRD 46585
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed April 2026) names FEF Distributors as the broker-dealer its advisers are registered with.
Certain ofFEIM’s employees who are also associated persons of FEF Distributors receive compensation that considers the sale of investment as one of many factors used to determine discretionary compensation.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 21 | $8.8B | 96% |
| State or municipal government entities | – | $244M | 3% |
| Pension and profit sharing plans | – | $156M | 2% |
Private funds
Napier Park Global Capital LTD reports 16 private funds with $7.3B in gross assets: hedge funds, securitized asset funds (Form ADV Item 7.B).
Disciplinary disclosures
Napier Park Global Capital LTD reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗napierparkglobalcapital.com ↗
AtlasMembers
The full record on Napier Park Global Capital LTD
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,021 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Napier Park Global Capital LTD manage?
Napier Park Global Capital LTD reports $9.2 billion in regulatory assets under management across 23 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 8, 2026.
What kind of firm is Napier Park Global Capital LTD?
Napier Park Global Capital LTD is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Napier Park Global Capital LTD’s clients?
By assets, its largest client types are pooled investment vehicles ($8.8 billion, 21 clients); state or municipal government entities ($244 million); pension and profit sharing plans ($156 million).
Does Napier Park Global Capital LTD manage private funds?
Yes. It reports 16 private funds with $7.3 billion in gross assets, including hedge funds, securitized asset funds.
Does Napier Park Global Capital LTD have any disciplinary history?
Napier Park Global Capital LTD reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Napier Park Global Capital LTD’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-08), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →