Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1267
    Guggenheim Corporate Funding, LLCNew York, NY · 32 clientsPrivate fund adviserHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
    BNY 83%
    $11B
  2. 1277
    Stone Point Credit Adviser LLCGreenwich, CT · 31 clientsPrivate fund adviserHybridSPC Capital Markets LLC
    BNY 100%
    $11B
  3. 1279
    BNY Mellon ETF Investment Adviser, LLCBoston, MA · 13 clientsAsset managerHybridBNY Mellon Asset Management Canada LTD, BNY Mellon Capital Markets, LLC, clears through Pershing
    No custodian reported
    $11B
  4. 1283
    Adhesion Wealth Advisor SolutionsCharlotte, NC · 113 clientsAsset managerAffiliated broker-dealerAssetmark Brokerage, LLC
    Schwab 75%Fidelity 25%
    $11B
  5. 1284
    UBS Asset Management Credit Investments Group (UK) LTDLondon (england), United Kingdom · 56 clientsPrivate fund adviserAffiliated broker-dealerCredit Suisse (UK) LTD, Credit Suisse International
    No custodian reported
    $11B
  6. 1286
    Neuberger Berman Asia LimitedHong Kong, Hong Kong · 28 clientsPrivate fund adviserHybridNeuberger Berman BD LLC
    Citi 65%J.P. Morgan 35%
    $11B
  7. 1287
    Schroder Investment Management (japan) LimitedChiyoda-Ku, Tokyo, Japan · 100 clientsAsset managerAffiliated broker-dealerSchroder Fund Advisors LLC
    The Master Trust Bank of Japan, LTD. 67%Custody Bank of Japan, LTD. 33%
    $11B
  8. 1288
    Ballyrock Investment Advisors LLCBoston, MA · 24 clientsPrivate fund adviserAffiliated broker-dealerDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $11B
  9. 1292
    Morgan Stanley Investment Management CompanySingapore, Singapore · 26 clientsAsset managerAffiliated broker-dealerEaton Vance Distributors, Inc., Morgan Stanley Asia Limited
    Citi 82%
    $11B
  10. 1293
    Fifth Third Securities, Inc.Cincinnati, OH · 47,014 clientsBroker-dealer firmHybridComerica Securities,inc.
    Fidelity 100%
    $11B
  11. 1295
    Shepherd Kaplan Krochuk, LLCBoston, MA · 213 clientsAsset managerAffiliated broker-dealerPCF Capital Markets LLC
    Northern Trust 100%
    $11B
  12. 1296
    RPA Financial, LLCSan Rafael, CA · 339 clientsAsset managerHybridHub International Investment Services Inc., TWD Securities, LLC
    No custodian reported
    $11B
  13. 1299
    First Sentier Investors (singapore)Singapore, Singapore · 10 clientsPrivate fund adviserAffiliated broker-dealer
    HSBC International Trust Limited 64%
    $11B
  14. 1302
    Loop Capital Asset ManagementMiami, FL · 90 clientsAsset managerHybridLoop Capital Markets LLC
    No custodian reported
    $11B
  15. 1303
    Cbre Investment Management Listed Real Assets LLCRadnor, PA · 44 clientsAsset managerHybridCbre Capital Advisors, Inc.
    J.P. Morgan 61%Citi 24%
    $11B
  16. 1305
    Baron Capital Management, Inc.New York, NY · 125 clientsPrivate fund adviserHybridBaron Capital Management UK Limited, Baron Capital, Inc.
    Wells Fargo 46%Jefferies 34%
    $11B
  17. 1308
    Guardian Capital LPToronto, Ontario, Canada · 143 clientsPrivate fund adviserAffiliated broker-dealerWorldsource Wealth Management Inc.
    CIBC Mellon Trust 74%RBC 26%
    $11B
  18. 1318
    Eldridge Structured Credit Advisers, LLCNew York, NY · 12 clientsAsset managerAffiliated broker-dealerJohnstone Brokerage Services, LLC, Security Distributors, LLC
    State Street 100%
    $11B
  19. 1321
    Blackstone Growth Advisors L.L.C.New York, NY · 8 clientsPrivate fund adviserHybridBlackstone Securities Partners L.P., Currencies Direct LTD
    No custodian reported
    $10B
  20. 1323
    Saturna Capital CorporationBellingham, WA · 104 clientsAsset managerHybridSaturna Brokerage Services, Inc
    Pershing 100%
    $10B
  21. 1326
    Carlyle Aviation PDP Management LLCMiami, FL · 14 clientsPrivate fund adviserHybridTCG Capital Markets L.L.C.
    No custodian reported
    $10B
  22. 1332
    Shuster Advisory Group, LLCPasadena, CA · 435 clientsAsset managerHybrid
    Schwab 40%Missionsquare Retirement 24%Retirement Plan Record-Keeping 22%
    $10B
  23. 1335
    Catalyst Capital Advisors LLCSan Juan, PR · 19 clientsAsset managerHybridALT Fund Distributors LLC
    No custodian reported
    $10B
  24. 1339
    Bartlett & Co. Wealth Management LLCCincinnati, OH · 2,263 clientsWealth managerAffiliated broker-dealer
    Schwab 86%
    $10B
  25. 1340
    Cary Street PartnersRichmond, VA · 6,988 clientsWealth managerHybridCary Street Partners LLC
    Schwab 56%Wells Fargo 44%
    $10B
  26. 1342
    Tocqueville Asset Management LPNew York, NY · 1,270 clientsWealth managerHybridTocqueville Securities L.P.
    Pershing 100%
    $10B
  27. 1354
    Valmark Advisers, Inc.Akron, OH · 14,890 clientsWealth managerWrap sponsorHybridValmark Securities, Inc., clears through Pershing
    Schwab 89%
    $10B
  28. 1355
    Shepherd Kaplan LLCBoston, MAAsset managerAffiliated broker-dealerPCF Capital Markets LLC
    Northern Trust 100%
    $10B
  29. 1358
    Sprott Asset Management USA Inc.Darien, CT · 3,362 clientsAsset managerHybridSprott Global Resource Investments LTD
    State Street 44%
    $10B
  30. 1361
    MAN Solutions LLCNew York, NY · 12 clientsPrivate fund adviserHybridMAN Investments Inc.
    No custodian reported
    $10B
  31. 1372
    Bain Capital Real Estate, LPBoston, MA · 24 clientsPrivate fund adviserHybridBain Capital Markets, LLC
    No custodian reported
    $10.0B
  32. 1374
    BMO Family Office, LLCChicago, IL · 73 clientsWealth managerBank-affiliatedAffiliated broker-dealerBMO Capital Markets Corp., BMO Nesbitt Burns Inc.
    Schwab 63%Northern Trust 37%
    $10.0B
  33. 1376
    Agincourt Capital Management, LLCRichmond, VA · 193 clientsAsset managerAffiliated broker-dealer
    U.S. Bank 81%
    $10.0B
  34. 1378
    Welch & Forbes LLCBoston, MA · 699 clientsWealth managerPublic-company ownedAffiliated broker-dealer
    Reliance Trust 100%
    $9.9B
  35. 1379
    Ares Systematic Credit LimitedLondon, United Kingdom · 9 clientsAsset managerAffiliated broker-dealerAres Management Capital Markets LLC, Ares Management Luxembourg
    J.P. Morgan 84%
    $9.9B
  36. 1380
    Clearbridge Investment Management LimitedEdinburgh, United Kingdom · 5,183 clientsAsset managerAffiliated broker-dealerClarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited
    Citi 34%State Street 25%
    $9.9B
  37. 1382
    Glacier Peak Capital Management, LLCChatham, NJ · 5 clientsAsset managerHybridCurvature Securities LLC
    Curvature Securities 100%
    $9.9B
  38. 1383
    River Road Asset Management, LLCLouisville, KY · 112 clientsAsset managerHybridAMG Distributors, Inc.
    BNY 59%Fidelity Management Trust 28%
    $9.9B
  39. 1386
    Bain Capital Ventures, LPBoston, MA · 20 clientsPrivate fund adviserHybridBain Capital Markets, LLC
    No custodian reported
    $9.8B
  40. 1387
    Spiderrock Advisors, LLCChicago, IL · 4,480 clientsWealth managerBank-affiliatedHybrid
    Schwab 35%Fidelity 34%
    $9.8B

RIAs by state