Asset manager · Chiyoda-Ku, Tokyo, Japan
Schroder Investment Management (japan) Limited
SEC-registered investment adviser · CRD 306616 · SEC 801-117956
At a glance
Schroder Investment Management (japan) Limited is an SEC-registered investment adviser based in Chiyoda-Ku, Tokyo, Japan, with $11.0 billion in regulatory assets under management as of its Form ADV filed May 11, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a asset manager, ranked 495th of 3,218 asset managers and 1,287th of 17,210 SEC-registered advisers by assets.
Main office +81352931500schroders.comAs filed on Form ADV
- Regulatory AUM
- $11B
- Rank among asset managers
- #495 of 3,218
- Rank among all SEC RIAs
- #1,287 of 17,210
- Clients
- 100
- Accounts
- 100
- Discretionary
- 97% of AUM
- Employees
- 81
- Advisory staff
- 17
- Offices
- 1
Owners and executives on its Form ADV
- Shingo SugiuraCheif Administrative Officer, Director, Member of the Board
- Kazuhiro ToyodaHead of Japanese Equities, Direcotor, Member of the Board
- Keita NambaraPresident, Chief Executive Officer
- Shin TeradaChief Compliance Officer for Japan
- Alexander H. McDougallDirecotor, Member of the Board
Custody and brokerage
2 custodians
- The Master Trust Bank of Japan, LTD.$1.7B67%
- Custody Bank of Japan, LTD.$847M33%
Other RIAs using The Master Trust Bank of Japan, LTD.Other multi-custodian RIAs
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Schroder Fund Advisors LLC.
- Schroder Fund Advisors LLC ↗CRD 24129
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 20 | $4.9B | 45% |
| Pooled investment vehicles | 57 | $3.5B | 32% |
| State or municipal government entities | 7 | $1.9B | 18% |
| Pension and profit sharing plans | 16 | $626M | 6% |
Disciplinary disclosures
Schroder Investment Management (japan) Limited reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗schroders.com ↗
AtlasMembers
The full record on Schroder Investment Management (japan) Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 534 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Schroder Investment Management (japan) Limited manage?
Schroder Investment Management (japan) Limited reports $11.0 billion in regulatory assets under management across 100 accounts, 97% of it on a discretionary basis, on its Form ADV filed May 11, 2026.
What kind of firm is Schroder Investment Management (japan) Limited?
Schroder Investment Management (japan) Limited is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are Schroder Investment Management (japan) Limited’s clients?
By assets, its largest client types are corporations or other businesses ($4.9 billion, 20 clients); pooled investment vehicles ($3.5 billion, 57 clients); state or municipal government entities ($1.9 billion, 7 clients).
Does Schroder Investment Management (japan) Limited have any disciplinary history?
Schroder Investment Management (japan) Limited reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Schroder Investment Management (japan) Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-11), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →