Private fund adviser · London (england), United Kingdom
UBS Asset Management Credit Investments Group (UK) LTD
SEC-registered investment adviser · CRD 113463 · SEC 801-40177
At a glance
UBS Asset Management Credit Investments Group (UK) LTD is an SEC-registered investment adviser based in London (england), United Kingdom, with $11.0 billion in regulatory assets under management as of its Form ADV filed August 5, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 575th of 4,686 private fund advisers and 1,284th of 17,210 SEC-registered advisers by assets.
Main office +442078888888ubs.comAs filed on Form ADV
- Regulatory AUM
- $11B
- Rank among private fund advisers
- #575 of 4,686
- Rank among all SEC RIAs
- #1,284 of 17,210
- Clients
- 56
- Accounts
- 56
- Discretionary
- 100% of AUM
- Employees
- 0
- Advisory staff
- 0
- Offices
- 1
Owners and executives on its Form ADV
- Ian M. HaleNON Executive Director
- Brian SheahanChief Compliance Officer
- Andrew H. MarshakDirector
- Keith M. JecksDirector
- Malcolm EdwardsDirector
- Daniel BeadelDirector
Custody and brokerage
Custodian
UBS Asset Management Credit Investments Group (UK) LTD’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Credit Suisse (UK) LTD, Credit Suisse International, UBS AG, UBS AG London Branch, UBS Asset Management (US) Inc., UBS Financial Services Inc., UBS Fund Services (USA) LLC and UBS Securities LLC.
- Credit Suisse (UK) LTD
- Credit Suisse International
- UBS AG
- UBS AG London Branch
- UBS Asset Management (US) Inc.
- UBS Financial Services Inc.
- UBS Fund Services (USA) LLC ↗CRD 41848
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
- UBS Securities LLC ↗CRD 7654
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 56 | $11B | 100% |
Disciplinary disclosures
UBS Asset Management Credit Investments Group (UK) LTD answers yes to 60 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗ubs.com ↗
AtlasMembers
The full record on UBS Asset Management Credit Investments Group (UK) LTD
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 944 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does UBS Asset Management Credit Investments Group (UK) LTD manage?
UBS Asset Management Credit Investments Group (UK) LTD reports $11.0 billion in regulatory assets under management across 56 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 5, 2026.
What kind of firm is UBS Asset Management Credit Investments Group (UK) LTD?
UBS Asset Management Credit Investments Group (UK) LTD is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are UBS Asset Management Credit Investments Group (UK) LTD’s clients?
By assets, its largest client types are pooled investment vehicles ($11.0 billion, 56 clients).
Does UBS Asset Management Credit Investments Group (UK) LTD have any disciplinary history?
UBS Asset Management Credit Investments Group (UK) LTD answers yes to 60 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is UBS Asset Management Credit Investments Group (UK) LTD’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →