Wealth manager, independent · Cincinnati, OH
Bartlett & Co. Wealth Management LLC
SEC-registered investment adviser · CRD 292246 · SEC 801-112635
At a glance
Bartlett & Co. Wealth Management LLC is an SEC-registered investment adviser based in Cincinnati, Ohio, with $10B in regulatory assets under management as of its Form ADV filed March 31, 2026. It reports 2,133 individual clients, 1,351 of them high-net-worth, holding an average of about $4.1 million each, and 84 employees. That ranks it 93rd among the nation’s 5,657 independent wealth management RIAs and 5th of 226 in Ohio. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fifth Third Securities.
Main office 513-621-4612bartlett1898.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $10B
- Rank among independent wealth managers
- #93 of 5,657
- Rank among all SEC RIAs
- #1,339 of 17,210
- Rank in Ohio
- #5 of 226
- Individual clients
- 2,133
- High-net-worth clients
- 1,351
- Accounts
- 6,188
- Discretionary
- 99% of AUM
- Employees
- 84
- Advisory staff
- 34
- Offices
- 3
Owners and executives on its Form ADV
- James B. HagertyCEO
- Kyle W. PohlmanDirector
- Holly H. MazzoccaPresident
- Brian F. AntenucciDirector
- Lori B. PooleDirector
- Chadwick D. KoldeChief Financial Officer, Chief Operating Officer
- Samuel N. GinocchioChief Compliance Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1,351 | $8.4B | 82% |
| Corporations or other businesses | 66 | $842M | 8% |
| Charitable organizations | 40 | $399M | 4% |
| Individuals | 782 | $310M | 3% |
| Pension and profit sharing plans | 21 | $212M | 2% |
| State or municipal government entities | 3 | $41M | <1% |
Disciplinary disclosures
Bartlett & Co. Wealth Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗bartlett1898.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 396 peers of its type and size
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- 7 namedLocked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Ohio
All of Ohio →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Clearstead; Clearstead Advisory SolutionsCleveland | $34B | 4,311 |
| Sequoia Financial Group, L.L.C.Akron | $32B | 11,064 |
| Johnson Investment Counsel, Inc.Cincinnati | $23B | 5,251 |
| OnesevenBeachwood | $7.7B | 15,787 |
| Carnegie Investment CounselPepper Pike | $7.5B | 3,056 |
| Truepoint, Inc.Cincinnati | $6.4B | 1,867 |
Compare Bartlett & Co. Wealth Management LLC with
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- Bartlett & Co. Wealth Management LLC vs Cary Street Partners $10B · Richmond, VA
- Bartlett & Co. Wealth Management LLC vs Tocqueville Asset Management LP $10B · New York, NY
- Bartlett & Co. Wealth Management LLC vs Oneseven $7.7B · Beachwood, OH
Background
Questions
How much does Bartlett & Co. Wealth Management LLC manage?
Bartlett & Co. Wealth Management LLC reports $10B in regulatory assets under management across 6,188 accounts, 99% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
How many clients does Bartlett & Co. Wealth Management LLC have?
It reports 2,133 individual clients: 1,351 high-net-worth individuals and 782 other individuals. Individuals account for about 85% of its regulatory assets.
Where is Bartlett & Co. Wealth Management LLC headquartered?
Its main office is in Cincinnati, Ohio. It reports 3 offices in total and 84 employees, 34 of whom perform investment advisory functions.
How does Bartlett & Co. Wealth Management LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Bartlett & Co. Wealth Management LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fifth Third Securities. On Schedule D of its Form ADV filed March 31, 2026, it reports these amounts held: Charles Schwab ($7.1B); Fifth Third Securities ($1.1B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Bartlett & Co. Wealth Management LLC a hybrid RIA with a broker-dealer?
It reports a broker-dealer among its affiliates on Form ADV.
Is Bartlett & Co. Wealth Management LLC a fiduciary?
As an SEC-registered investment adviser, Bartlett & Co. Wealth Management LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Bartlett & Co. Wealth Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →