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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1166
    Ariel Investments, LLCChicago, IL · 146 clientsAsset managerHybridAriel Distributors, LLC
    Northern Trust 52%BNY 27%
    $13B
  2. 1167
    Franklin Templeton Investments Corp.Toronto (ontario), Canada · 138 clientsBroker-dealer firmAffiliated broker-dealerClarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited
    State Street 65%Royal Bank of Canada 35%
    $13B
  3. 1169
    Cbiz Investment Advisory Services, LLCCleveland, OH · 2,850 clientsAsset managerHybridCbiz Financial Solutions, Inc.
    Fidelity 27%
    $13B
  4. 1171
    Duff & Phelps Investment Management Co.Chicago, IL · 44 clientsAsset managerHybridVP Distributors LLC
    State Street 100%
    $13B
  5. 1173
    Gusto Investment Services, LLCSan Francisco, CA · 78,064 clientsAsset managerAffiliated broker-dealerGusto Brokerage, LLC
    Benefit Trust 100%
    $13B
  6. 1174
    First Trust Capital Management L.P.Chicago, IL · 40 clientsAsset managerHybridFirst Trust Portfolios L.P.
    No custodian reported
    $13B
  7. 1176
    First Eagle Alternative Credit, LLCBoston, MA · 72 clientsPrivate fund adviserHybridFEF Distributors, LLC
    BNY 83%
    $13B
  8. 1179
    Williams Jones Wealth Management, LLCNew York, NY · 1,754 clientsWealth managerAffiliated broker-dealer
    Schwab 56%Fidelity 28%
    $12B
  9. 1180
    Westwood Management CorpDallas, TX · 247 clientsAsset managerHybridSalient Capital L.P.
    Northern Trust 32%BNY 28%State Street 25%
    $12B
  10. 1182
    Royce Investment PartnersNew York, NY · 979 clientsAsset managerHybridFranklin Distributors, LLC, Franklin Templeton International Services S.a R.L.
    Morgan Stanley 60%BNY 26%
    $12B
  11. 1184
    Neuberger Berman Canada ULCToronto, Ontario, Canada · 3,366 clientsAsset managerHybridNeuberger Berman BD LLC
    Fidelity 62%BNY 38%
    $12B
  12. 1187
    Ramirez Asset Management, Inc.New York, NY · 677 clientsAsset managerHybridSamuel A. Ramirez & Company, Inc.
    BNY 36%Northern Trust 26%U.S. Bank 25%
    $12B
  13. 1189
    Vaughan Nelson Investment Management, L.P.Houston, TX · 379 clientsAsset managerAffiliated broker-dealerNatixis Distribution, LLC
    No custodian reported
    $12B
  14. 1190
    BSP CLO Management LLCNew York, NY · 22 clientsPrivate fund adviserHybridFranklin Distributors, LLC
    No custodian reported
    $12B
  15. 1191
    Pacific Private Fund Advisors LLCNewport Beach, CA · 27 clientsPrivate fund adviserAffiliated broker-dealerPacific Select Distributors, LLC
    No custodian reported
    $12B
  16. 1205
    Investcorp Credit Management US LLCNew York, NY · 42 clientsPrivate fund adviserHybridInvestcorp Asia Financial Services PTE LTD., Investcorp Asset Advisory Services Limited
    State Street 100%
    $12B
  17. 1206
    Forvis Mazars Wealth Advisors, LLCSpringfield, MO · 4,584 clientsWealth managerAffiliated broker-dealerForvis Mazars Capital Advisors, LLC
    Schwab 100%
    $12B
  18. 1209
    Coller EQTNew York, NY · 33 clientsPrivate fund adviserAffiliated broker-dealerEQT Partners BD, LLC
    No custodian reported
    $12B
  19. 1210
    Vontobel Swiss Financial AdvisersZurich, Switzerland · 2,583 clientsBroker-dealer firmHybridBank Vontobel AG, Vontobel Securities LTD.
    Bank Vontobel AG 100%
    $12B
  20. 1211
    Sentinel Pension Advisors, LLC.Wakefield, MA · 2,056 clientsAsset managerHybridSentinel Securities, LLC.
    No custodian reported
    $12B
  21. 1213
    Canyon Capital Advisors LLCDallas, TX · 28 clientsPrivate fund adviserHybridCP Investments, LLC
    No custodian reported
    $12B
  22. 1214
    Canyon CLO Advisors LPDallas, TX · 27 clientsPrivate fund adviserHybridCP Investments, LLC
    No custodian reported
    $12B
  23. 1216
    Hub Investment Partners, LLCAustin, TX · 6,127 clientsWealth managerAffiliated broker-dealerHub International Investment Services Inc.
    Schwab 87%
    $12B
  24. 1219
    First Sentier Investors (UK) Funds LimitedLondon, United Kingdom · 17 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $12B
  25. 1221
    Stonebridge Advisors LLCWilton, CT · 255 clientsAsset managerHybridFirst Trust Portfolios L.P.
    Schwab 44%UBS 43%
    $12B
  26. 1229
    Yacktman Asset Management LPAustin, TX · 636 clientsAsset managerHybridAMG Distributors, Inc.
    Goldman Sachs 75%UBS 25%
    $12B
  27. 1230
    Gamco Asset Management Inc.Greenwich, CT · 2,042 clientsAsset managerHybridG.distributors, LLC, G.research, LLC
    J.P. Morgan 55%Wells Fargo 45%
    $12B
  28. 1235
    CS McKeeWarrendale, PA · 554 clientsAsset managerHybridSanctuary Securities, Inc.
    Northern Trust 100%
    $12B
  29. 1236
    TPG Solutions AdvisorsFort Worth, TX · 35 clientsPrivate fund adviserHybridAngelo, Gordon Hong Kong Limited, TPG Angelo, Gordon International LLC
    No custodian reported
    $12B
  30. 1239
    Gateway Investment Advisers, LLCCincinnati, OH · 318 clientsAsset managerAffiliated broker-dealerNatixis Distribution, LLC
    Schwab 41%Northern Trust 40%
    $12B
  31. 1244
    Cbre Investment Management Infrastructure Inc.Toronto, Ontario, Canada · 51 clientsPrivate fund adviserAffiliated broker-dealerCbre Capital Advisors, Inc.
    No custodian reported
    $12B
  32. 1245
    Kennedy Lewis Management LPNew York, NY · 25 clientsPrivate fund adviserAffiliated broker-dealerKennedy Lewis Capital Markets LLC
    No custodian reported
    $12B
  33. 1248
    Longview Partners LLPLondon, United Kingdom · 8 clientsPrivate fund adviserAffiliated broker-dealer
    BNY 50%Northern Trust 22%
    $12B
  34. 1249
    Longview Partners (guernsey) LimitedSt. Peter Port, Guernsey · 8 clientsPrivate fund adviserAffiliated broker-dealer
    BNY 50%Northern Trust 22%
    $12B
  35. 1252
    Lasalle Investment ManagementChicago, IL · 25 clientsPrivate fund adviserHybridJones Lang Lasalle Securities, LLC, Lasalle Investment Management Distributors, LLC
    No custodian reported
    $11B
  36. 1255
    Artemis Real Estate PartnersChevy Chase, MD · 30 clientsPrivate fund adviserHybridBarings Securities LLC
    No custodian reported
    $11B
  37. 1257
    QRG Capital Management, Inc.Berwyn, PA · 27,393 clientsWealth managerAffiliated broker-dealerEnvestnet Securities, Inc., Fidx Markets LLC
    Fidelity 72%Pershing 28%
    $11B
  38. 1259
    AB Private Credit Investors LLCAustin, TX · 30 clientsPrivate fund adviserAffiliated broker-dealerAlliancebernstein Investments, Inc., Bernstein Autonomous LLP
    Sanford C. Bernstein & Co. 100%
    $11B
  39. 1260
    Vanguard Personalized Indexing ManagementOakland, CA · 205 clientsAsset managerHybridVanguard Marketing Corporation
    Schwab 64%Fidelity 36%
    $11B
  40. 1261
    PT Asset Management, LLCChicago, IL · 4 clientsAsset managerHybridPT Capital Partners Limited, Performance Trust Capital Partners, LLC, clears through Pershing
    U.S. Bank 100%
    $11B

RIAs by state