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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1058
    Zacks Investment Management, Inc.Chicago, IL · 3,741 clientsAsset managerHybridLbmz Securities, Inc., clears through Interactive Brokers
    Schwab 38%Fidelity 30%
    $15B
  2. 1059
    Napier Park Global Capital (US) LPNew York, NY · 59 clientsPrivate fund adviserHybridFEF Distributors, LLC
    J.P. Morgan 100%
    $15B
  3. 1062
    Crow Holdings CapitalDallas, TX · 17 clientsPrivate fund adviserHybridCrow Holdings Securities, L.L.C.
    No custodian reported
    $14B
  4. 1063
    Cliftonlarsonallen Wealth Advisors, LLCMinneapolis, MN · 7,354 clientsBroker-dealer firmHybrid
    No custodian reported
    $14B
  5. 1066
    Prospera Financial Services, Inc.Dallas, TX · 18,584 clientsBroker-dealer firmHybrid
    Wells Fargo 100%
    $14B
  6. 1067
    Principal Asset Management (asia)Wanchai, Hong Kong · 35 clientsPrivate fund adviserAffiliated broker-dealerEquity FC, LTD., Principal Funds Distributor, Inc., clears through National Financial Services (Fidelity)
    Citi 100%
    $14B
  7. 1068
    Ausbil Investment Management LimitedSydney, Australia · 43 clientsAsset managerAffiliated broker-dealer
    No custodian reported
    $14B
  8. 1071
    Infrared Capital Partners LimitedLondon, United Kingdom · 40 clientsPrivate fund adviserAffiliated broker-dealerAdvisors Asset Management, Inc., Bentallgreenoak Real Estate US LLC
    HSBC Bank PLC 100%
    $14B
  9. 1074
    Federated Equity Management Company of PennsylvaniaPittsburgh, PA · 14 clientsAsset managerAffiliated broker-dealerFederated Securities Corp.
    No custodian reported
    $14B
  10. 1075
    BSP NY LLCNew York, NY · 37 clientsPrivate fund adviserHybridFranklin Distributors, LLC
    State Street 30%J.P. Morgan 30%Bnym (luxembourg) S.A. 29%
    $14B
  11. 1076
    Amova Asset Management Asia LimitedSingapore, Singapore · 80 clientsPrivate fund adviserAffiliated broker-dealerAmova Securities Co., LTD.
    State Street 39%Northern Trust 34%BNP Paribas 27%
    $14B
  12. 1078
    Wellington Management Hong Kong LimitedCentral, Hong Kong, Hong Kong · 49 clientsBroker-dealer firmAffiliated broker-dealerWellington Funds Distributors Inc.
    State Street 34%J.P. Morgan 34%
    $14B
  13. 1082
    Oaktree Fund Advisors, LLCLos Angeles, CA · 16 clientsAsset managerHybridOCM Investments, LLC
    No custodian reported
    $14B
  14. 1084
    Federated Global Investment Management Corp.New York, NY · 83 clientsAsset managerAffiliated broker-dealerFederated Securities Corp.
    BNY 100%
    $14B
  15. 1085
    Franklin Advisory Services, LLCSan Mateo, FL · 66 clientsAsset managerHybridClarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited
    No custodian reported
    $14B
  16. 1089
    Related Fund Management, LLCNew York, NY · 41 clientsPrivate fund adviserHybridSand Capital LLC
    Merrill / Bank of America 100%
    $14B
  17. 1090
    Redbird Capital Partners Management LLCNew York, NY · 48 clientsPrivate fund adviserHybridRedbird BD, LLC
    No custodian reported
    $14B
  18. 1091
    Varagon Capital Partners, L.P.New York, NY · 26 clientsPrivate fund adviserAffiliated broker-dealerMAN Investments Inc.
    No custodian reported
    $14B
  19. 1097
    Coldstream Wealth ManagementBellevue, WA · 4,386 clientsWealth managerHybridColdstream Securities, Inc.
    Fidelity 57%Schwab 43%
    $14B
  20. 1098
    Ullico Investment Advisors, Inc.Bethesda, MD · 25 clientsPrivate fund adviserHybridUllico Investment Company, LLC
    U.S. Bank 57%BNY 28%
    $14B
  21. 1102
    Dynasty Wealth Management, LLCSt. Petersburg, FL · 17 clientsAsset managerHybridDynasty Securities, LLC
    Fidelity 67%Schwab 33%
    $14B
  22. 1104
    Capacuity LLCLake Mary, FL · 130 clientsAsset managerHybridCapacuity Securities, Inc.
    No custodian reported
    $14B
  23. 1105
    Madison Investment Advisors, LLCMadison, WI · 16,164 clientsAsset managerHybridMFD Distributor, LLC
    Schwab 40%UBS 30%Morgan Stanley 30%
    $14B
  24. 1108
    Goldman Sachs Asset Management (singapore) PTE. LTD.Singapore, Singapore · 14 clientsPrivate fund adviserHybridFolio Investments, Inc., Goldman Sachs & Co. LLC
    Northern Trust 100%
    $14B
  25. 1109
    Dolan McEniry Capital Management LLCChicago, IL · 6,403 clientsAsset managerAffiliated broker-dealer
    Morgan Stanley 52%UBS 48%
    $14B
  26. 1112
    Ameritas Advisory Services, LLCLincoln, NE · 29,718 clientsWealth managerHybridAmeritas Investment Company, LLC, clears through National Financial Services (Fidelity)
    Fidelity 67%Schwab 33%
    $14B
  27. 1116
    Pinegrove Venture Partners, LLCMenlo Park, CA · 69 clientsPrivate fund adviserAffiliated broker-dealerBrookfield Advisors (hong Kong) Limited, Brookfield Oaktree Wealth Solutions LLC
    No custodian reported
    $14B
  28. 1119
    Mirova USBoston, MA · 24 clientsPrivate fund adviserAffiliated broker-dealerNatixis Investment Managers International, Natixis Tradex Solutions (ntex)
    No custodian reported
    $14B
  29. 1127
    Kestra Private Wealth Services, LLCAustin, TX · 20,230 clientsWealth managerHybridKestra Investment Services, LLC
    Fidelity 100%
    $13B
  30. 1131
    AcornsIrvine, CA · 8,158,329 clientsWealth managerWrap sponsorHybridAcorns Securities, LLC, clears through RBC Capital Markets
    No custodian reported
    $13B
  31. 1136
    First Sentier Investors (UK) IM LimitedEdinburgh, United Kingdom · 24 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $13B
  32. 1137
    Eagle Point Credit Management LLCGreenwich, CT · 91 clientsAsset managerHybridEagle Point Securities LLC, SPC Capital Markets LLC
    BNY 52%Northern Trust 23%
    $13B
  33. 1140
    Blackstone Life Sciences Advisors L.L.C.Cambridge, MA · 11 clientsPrivate fund adviserAffiliated broker-dealerBlackstone Securities Partners L.P., Currencies Direct LTD
    No custodian reported
    $13B
  34. 1145
    Impresa Management LLCBoston, MA · 43 clientsPrivate fund adviserHybridDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $13B
  35. 1150
    Ascensus Investment Advisors, LLCNeedham, MA · 27 clientsAsset managerHybridAscensus Broker Dealer Services, LLC, Kroll Securities LLC
    BNY 100%
    $13B
  36. 1151
    Chartwell Investment Partners, LLCBerwyn, PA · 340 clientsAsset managerHybridCarillon Fund Distributors, Inc., Cebile Capital LLP
    No custodian reported
    $13B
  37. 1155
    Ivy Hill Asset Management, L.P.New York, NY · 18 clientsPrivate fund adviserAffiliated broker-dealerAres Management Capital Markets LLC, Aspida Financial Distributors, LLC
    State Street 100%
    $13B
  38. 1156
    State Farm Investment Management Corp.Bloomington, IL · 3,575 clientsAsset managerHybridState Farm VP Management Corp.
    No custodian reported
    $13B
  39. 1158
    Independent Financial Group, LLCSan Diego, CA · 26,635 clientsBroker-dealer firmHybrid
    Pershing 100%
    $13B
  40. 1162
    Citizens Securities, Inc.Johnston, RI · 60,545 clientsBroker-dealer firmHybridCitizens JMP Securities, LLC
    No custodian reported
    $13B

RIAs by state