Broker-dealer firm · Central, Hong Kong, Hong Kong
Wellington Management Hong Kong Limited
SEC-registered investment adviser · CRD 165208 · SEC 801-77319
At a glance
Wellington Management Hong Kong Limited is an SEC-registered investment adviser based in Central, Hong Kong, Hong Kong, with $14.2 billion in regulatory assets under management as of its Form ADV filed July 9, 2026. Its largest client group by assets is sovereign wealth funds and foreign official institutions. By Form ADV it is a broker-dealer firm, ranked 55th of 391 broker-dealer firms and 1,078th of 17,210 SEC-registered advisers by assets.
Main office +85228466000wellington.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $14B
- Rank among broker-dealer firms
- #55 of 391
- Rank among all SEC RIAs
- #1,078 of 17,210
- Clients
- 49
- Accounts
- 49
- Discretionary
- 85% of AUM
- Employees
- 105
- Advisory staff
- 21
- Offices
- 1
Owners and executives on its Form ADV
- Cedric R. PouillartDirector
- Erin K. MurphyDirector
- Linda SooChief Compliance Officer
- Si Ping M. YuDirector
- Ming K. HuiDirector
- Sarah J. CurranDirector
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Wellington Funds Distributors Inc..
- Wellington Funds Distributors Inc. ↗CRD 152768
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Sovereign wealth funds and foreign official institutions | 9 | $4.5B | 32% |
| Other investment advisers | 9 | $4.0B | 28% |
| Pooled investment vehicles | 22 | $3.7B | 26% |
| Pension and profit sharing plans | 1 | $985M | 7% |
| Insurance companies | 3 | $731M | 5% |
| Charitable organizations | 2 | $126M | <1% |
| Corporations or other businesses | 1 | $58M | <1% |
| Banking or thrift institutions | 2 | $0M | 0% |
Disciplinary disclosures
Wellington Management Hong Kong Limited answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗wellington.com ↗
AtlasMembers
The full record on Wellington Management Hong Kong Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 64 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Wellington Management Hong Kong Limited manage?
Wellington Management Hong Kong Limited reports $14.2 billion in regulatory assets under management across 49 accounts, 85% of it on a discretionary basis, on its Form ADV filed July 9, 2026.
What kind of firm is Wellington Management Hong Kong Limited?
Wellington Management Hong Kong Limited is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Wellington Management Hong Kong Limited’s clients?
By assets, its largest client types are sovereign wealth funds and foreign official institutions ($4.5 billion, 9 clients); other investment advisers ($4.0 billion, 9 clients); pooled investment vehicles ($3.7 billion, 22 clients).
Does Wellington Management Hong Kong Limited have any disciplinary history?
Wellington Management Hong Kong Limited answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Wellington Management Hong Kong Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →